3 1 NASDAQ0001214140 Officer Barra, Inc. 000087848394-2993326 02/11/03 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Lukas, Wendy C. 825 Santa Barbara Road Berkeley, CA 94707 2. Date of Event Requiring Statement (Month/Day/Year) 2/11/2003 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Barra, Inc. (BARZ) 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice President, Human Resources 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person Table I Non-Derivative Securities Beneficially Owned ----------------------------------------------------------------------------------------------------- 1)Title of Security 2)Amount of 3) 4)Nature of Securities D Indirect Beneficially or Beneficial Owned I Ownership ----------------------------------------------------------------------------------------------------- Common Stock 62.0000 (1) D Direct Table II Derivative Securitites Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative Security 2)Date Exercisable 3)Title and Amount of 4)Conver- 5)Ownership 6)Nature of and Expiration Date Securities Underlying sion or Form of Indirect (Month/Day/Year) Derivative Security exercise Derivative Beneficial price of Security Ownership Date Expira- Amount or Deri- Direct(D) Exer- tion Number of vative or cisable Date Title Shares Security Indirect(I) ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right to(2) 07/15/12 Common Stock 11,802.6667$33.7500 D buy) Non-Qualified Stock Option (2) 01/15/13 Common Stock 14,633.5000$29.9900 D (right to buy) Non-Qualified Stock Option (2) 07/15/12 Common Stock 8,197.3333 $33.7500 D (right to buy) Incentive Stock Option (right to(2) 01/15/13 Common Stock 366.5000 $29.9900 D buy) Explanation of Responses: (1) The 62 shares acquired by the Reporting Person is pursuant to Barra, Inc.'s Employee Stock Purchase Plan. (2) The option grant is pursuant to the Barra, Inc. 2000 Equity Appreciation Plan and subject to the reporting person's continuous emplo yment at Barra, Inc. 25% of the options shall vest and become exercisable upon the first anniversary of grant and 1/36ths of the r emaining options shall vest and become exercisable in equal installments each month over the subsequent 36 months. SIGNATURE OF REPORTING PERSON /S/ By: Richard Steele For: Wendy Lukas DATE 02/14/03