May 8, 2013 |
Date of report (Date of earliest event reported) |
PIPER JAFFRAY COMPANIES |
(Exact Name of Registrant as Specified in its Charter) |
Delaware | 1-31720 | 30-0168701 | ||
(State of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
800 Nicollet Mall, Suite 800 Minneapolis, Minnesota | 55402 | |
(Address of Principal Executive Offices) | (Zip Code) |
(612) 303-6000 |
(Registrant's Telephone Number, Including Area Code) |
(a) | The Company's 2013 annual meeting of shareholders was held on May 8, 2013. The holders of 15,056,898 shares of common stock, 85.18 percent of the outstanding shares entitled to vote as of the record date, were represented at the meeting in person or by proxy. |
(b) | At the annual meeting, Andrew S. Duff, Michael R. Francis, B. Kristine Johnson, Addison L. Piper, Lisa K. Polsky, Philip E. Soran, Michele Volpi and Hope B. Woodhouse were elected as directors to serve a one-year term expiring at the annual meeting of shareholders in 2014. The following table shows the vote totals for each of these individuals: |
Name | Votes For | Authority Withheld |
Andrew S. Duff | 11,957,309 | 871,295 |
Michael R. Francis | 12,050,341 | 778,263 |
B. Kristine Johnson | 11,992,795 | 835,809 |
Addison L. Piper | 11,999,664 | 828,940 |
Lisa K. Polsky | 12,007,423 | 821,181 |
Philip E. Soran | 12,636,522 | 192,082 |
Michele Volpi | 12,029,285 | 799,319 |
Hope B. Woodhouse | 12,008,920 | 819,684 |
Proposal | Votes For | Votes Against | Abstentions |
Ratify the selection of Ernst & Young LLP as the independent auditor for 2013. | 14,881,453 | 146,190 | 29,255 |
Proposal | Votes For | Votes Against | Abstentions |
Approval of the Company's Amended and Restated 2003 Annual and Long-Term Incentive Award. | 11,925,590 | 855,183 | 47,831 |
Proposal | Votes For | Votes Against | Abstentions |
Advisory resolution approving the compensation of the officers disclosed in the proxy statement, or a “say-on-pay” vote. | 12,576,767 | 175,754 | 76,083 |
PIPER JAFFRAY COMPANIES | ||||||
Date: May 8, 2013 | By | /s/ John W. Geelan | ||||
John W. Geelan | ||||||
General Counsel and Secretary |