2014 Annual Meeting Vote 140507







SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


May 7, 2014
Date of report (Date of earliest event reported)


PIPER JAFFRAY COMPANIES
(Exact Name of Registrant as Specified in its Charter)


Delaware
 
1-31720
 
30-0168701
(State of Incorporation)
 
(Commission File Number)
 
(I.R.S. Employer Identification No.)



800 Nicollet Mall, Suite 1000
Minneapolis, Minnesota
 
55402
(Address of Principal Executive Offices)
 
(Zip Code)


(612) 303-6000
(Registrant's Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





Item 5.07.    Submission of Matters to a Vote of Security Holders.
(a)
The Company's 2014 annual meeting of shareholders was held on May 7, 2014. The holders of 13,961,670 shares of common stock, 85.83 percent of the outstanding shares entitled to vote as of the record date, were represented at the meeting in person or by proxy.

(b)
At the annual meeting, Andrew S. Duff, William R. Fitzgerald, B. Kristine Johnson, Addison L. Piper, Lisa K. Polsky, Philip E. Soran, Scott C. Taylor and Michele Volpi were elected as directors to serve a one-year term expiring at the annual meeting of shareholders in 2015. The following table shows the vote totals for each of these individuals:

Name
Votes For
Authority Withheld
Andrew S. Duff
12,048,616
264,558
William R. Fitzgerald
12,191,261
121,913
B. Kristine Johnson
12,181,053
132,121
Addison L. Piper
12,161,427
151,747
Lisa K. Polsky
12,215,910
97,264
Philip E. Soran
12,157,682
155,492
Scott C. Taylor
12,184,945
128,229
Michele Volpi
12,209,096
104,078

Broker non-votes for each director totaled 1,648,496.

At the annual meeting, our shareholders also approved the proposal to ratify the selection of Ernst & Young LLP as the independent auditor for 2014. The following table indicates the specific voting results for this proposal:
Proposal
Votes For
Votes Against
Abstentions
Ratify the selection of Ernst & Young LLP as the independent auditor for 2014.

13,794,996
158,029
8,645

At the annual meeting, our shareholders also cast an advisory vote to approve the compensation of officers disclosed in the proxy statement, or a “say-on-pay” vote. The following table indicates the specific voting results for this proposal:
Proposal
Votes For
Votes Against
Abstentions
Advisory resolution approving the compensation of the officers disclosed in the proxy statement, or a “say-on-pay” vote.

11,922,192
267,571
123,411

Broker non-votes for each director totaled 1,648,496.





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
 
PIPER JAFFRAY COMPANIES
 
 
 
 
Date: May 8, 2014
 
 
 
By
 
/s/ John W. Geelan
 
 
 
 
 
 
John W. Geelan
 
 
 
 
 
 
General Counsel and Secretary