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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ECKERT ROBERT MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO,, CA 90245 |
X | Chairman & CEO |
/s/ Robert A. Eckert | 02/03/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Eckert Family Trust dated January 31, 2002; Robert A. Eckert and Kathleen M. Eckert, trustees. |
(2) | The deferrable restricted stock units were reported as "Restricted Stock" on a Form 4 filed in June 2000. The terms of the deferrable restricted stock units are described in the following documents, which are on file with the Securities and Exchange Commission: Executive Employment Agreement dated October 18, 2000 between Mattel, Inc. and Robert A. Eckert (filed as Exhibit 10.10 to Mattel's Annual Report on Form 10-K for the year ended December 31, 2000); Proxy Statement for the 2001 Annual Meeting of Stockholders (under the headings "Employment and Severance Agreements - Employment Agreement with Robert A. Eckert"); and the Proxy Statements for the 2002, 2003 and 2004 Annual Meetings of Stockholders (under the headings "Employment Agreements - Employment Agreement with Robert A. Eckert"). |