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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy)(12/01/2002 grant) | $ 2 | 05/04/2009 | M | 20,000 | (3) | 12/01/2012 | Common Stock | 20,000 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy)(10/02/2003 grant) | $ 3.25 | 05/04/2009 | M | 22,400 | (3) | 10/02/2013 | Common Stock | 22,400 | $ 0 | 7,600 | D | ||||
Employee Stock Option (right to buy)(10/02/2003 grant) | $ 3.25 | 05/05/2009 | M | 7,600 | (3) | 10/02/2013 | Common Stock | 7,600 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy)(01/28/2005 grant) | $ 4.165 | 05/05/2009 | M | 22,000 | (4) | 01/28/2015 | Common Stock | 22,000 | $ 0 | 62,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hanley Walter P C/O LKQ CORPORATION 120 NORTH LASALLE STREET, SUITE 3300 CHICAGO, IL 60602 |
Senior VP -- Development |
/s/ Victor M. Casini, Attorney-in-fact | 05/06/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $17.4586 to $17.5105. The reporting person undertakes to provide upon request by the Commission staff, by the issuer, or by a security holder of the issuer full information regarding the number of shares sold at each separate price. |
(2) | The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $17.4779 to $17.55. The reporting person undertakes to provide upon request by the Commission staff, by the issuer, or by a security holder of the issuer full information regarding the number of shares sold at each separate price. |
(3) | The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant date. |
(4) | The option is exercisable with respect to 50% of the number of shares subject to the option on June 14, 2005 and with respect to an additional 5.555% of the number of shares subject to the option on January 14, 2006 and each six month anniversary thereafter until January 14, 2010. |
Remarks: The information regarding share numbers and exercise prices of stock options reflects the two-for-one splits of the common stock of LKQ Corporation paid on January 3, 2006 and December 3, 2007. |