UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right-to-buy) | 10/25/2008 | 10/25/2015 | Common Stock | 5,000 | $ 16.31 | D | Â |
Stock Option (right-to-buy) | Â (2) | 10/25/2015 | Common Stock | 956 | $ 16.31 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GOODWIN JAMES E 1415 WEST 22ND STREET SUITE 1100 OAK BROOK, IL 60523 |
 X |  |  |  |
Jennifer L. Sherman, attorney-in-fact for James E. Goodwin | 10/27/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This represents a restricted stock award granted October 25, 2005. 103 shares vest 10/25/2006; 102 shares vest on 10/25/2007 and the remaining 103 shares vest on 10/25/2008. |
(2) | Option becomes exercisable as to 319 shares on October 25, 2006, 318 shares on 10/25/2007 and the remaining 319 shares on October 25, 2008. |