UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Shares | Â (1) | Â (1) | Common Shares, without par value | 26,715 | $ (1) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hartman Robert J. Jr. C/O STONERIDGE, INC. 9400 EAST MARKET STREET WARREN, OH 44484 |
 |  |  Chief Accounting Officer |  |
/s/ Robert M. Loesch, by power of attorney | 07/11/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Performance Share represents a contingent right to receive one Company Common Share. These amounts represent grants made to the Reporting Person pursuant to the Company's Long-Term Incentive Plan in 2014, 2015 and 2016. For 2014 grants, provided that the Reporting Person remains employed until March 25, 2017, 3,500 Common Shares shall be earned and, depending on Company performance, up to 5,250 Common Shares may be earned. For 2015 grants, provided that the Reporting Person remains employed until March 30, 2018, 3,340 Common Shares shall be earned and, depending on Company performance, up to 6,120 Common Shares may be earned. For 2016 grants, provided that the Reporting Person remains employed until March 4, 2019, 3,000 Common Shares shall be earned and, depending on Company performance, up to 5,505 Common Shares may be earned. |