CUSIP No. 294766100 |
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1 |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
MCC Europe Limited
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a)[ ] (b) [ ]
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3 |
SEC USE ONLY
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4 |
SOURCE OF FUNDS (See Instructions)
OO
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5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
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Number of Shares
Beneficially Owned by
Each Reporting
Person with |
7 |
SOLE VOTING POWER
357,458 | |||
8 |
SHARED VOTING POWER
N/A | ||||
9 |
SOLE DISPOSITIVE POWER
357,458 | ||||
10 |
SHARED DISPOSITIVE POWER
N/A | ||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
357,458 | ||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.03% | ||||
14 |
TYPE OF REPORTING PERSON (See Instructions)
CO |
CUSIP No. 294766100 |
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1 |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
Moore, Clayton & Co., Inc.
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a)[ ] (b) [ ]
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3 |
SEC USE ONLY
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4 |
SOURCE OF FUNDS (See Instructions)
N/A
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5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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Number of Shares
Beneficially Owned by
Each Reporting
Person with |
7 |
SOLE VOTING POWER
357,458 | |||
8 |
SHARED VOTING POWER
N/A | ||||
9 |
SOLE DISPOSITIVE POWER
357,458 | ||||
10 |
SHARED DISPOSITIVE POWER
N/A | ||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
357,458 | ||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
| ||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.03% | ||||
14 |
TYPE OF REPORTING PERSON (See Instructions)
CO |
CUSIP No. 294766100 |
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1 |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
Anthony R. Moore
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a)[ ] (b) [ ]
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3 |
SEC USE ONLY
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4 |
SOURCE OF FUNDS (See Instructions)
N/A
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5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom and United States of America
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Number of Shares
Beneficially Owned by
Each Reporting
Person with |
7 |
SOLE VOTING POWER
357,458 | |||
8 |
SHARED VOTING POWER
N/A | ||||
9 |
SOLE DISPOSITIVE POWER
357,458 | ||||
10 |
SHARED DISPOSITIVE POWER
N/A | ||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
357,458 | ||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
| ||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.03% | ||||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
CUSIP No. 294766100 |
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1 |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
Sharon Clayton
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a)[ ] (b) [ ]
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3 |
SEC USE ONLY
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4 |
SOURCE OF FUNDS (See Instructions)
N/A
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5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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Number of Shares
Beneficially Owned by
Each Reporting
Person with |
7 |
SOLE VOTING POWER
357,458 | |||
8 |
SHARED VOTING POWER
N/A | ||||
9 |
SOLE DISPOSITIVE POWER
357,458 | ||||
10 |
SHARED DISPOSITIVE POWER
N/A | ||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
357,458 | ||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
| ||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.03% | ||||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
CUSIP No. 294766100 |
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1 |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
Kenneth I. Denos
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a)[ ] (b) [ ]
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3 |
SEC USE ONLY
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4 |
SOURCE OF FUNDS (See Instructions)
N/A
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5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
| ||||
Number of Shares
Beneficially Owned by
Each Reporting
Person with |
7 |
SOLE VOTING POWER
357,458 | |||
8 |
SHARED VOTING POWER
N/A | ||||
9 |
SOLE DISPOSITIVE POWER
357,458 | ||||
10 |
SHARED DISPOSITIVE POWER
N/A | ||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
357,458 | ||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
| ||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.03% | ||||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
Name and Business Address |
Principal Occupation
and Name, Principal Business and Address
of the Employing Organizations |
Citizenship |
Anthony R. Moore
10757 River Front Pkwy.
Suite 125
South Jordan, Utah 84095 |
MCC GLOBAL
Chairman of the Supervisory Board. Mr. Moore owns 16.37% of the voting equity in MCC Global. MCC Global is an international private equity investment and advisory firm. MCC Global’s principal office is 10757 River Front Parkway, Suite 125, South Jordan, Utah 84095.
MCC
Chairman of the Board. MCC is a wholly owned subsidiary of MCC Global. MCC’s principal office is located at 10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095.
MCCE
Chairman of the Board. MCCE provides business consulting services in the United Kingdom. MCCE is wholly owned by MCC. MCCE’s principal office is located at 10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095.
MCCA
Chairman of the Board and President. MCCA is an SEC-registered investment adviser, and until June 30. 2009, provided investment management services to the Fund. MCCA’s principal office is located at 2727 Allen Parkway, 13th Floor, Houston, TX 77019.
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United Kingdom and United States of America |
Name and Business Address |
Principal Occupation
and Name, Principal Business and Address
of the Employing Organizations |
Citizenship |
Sharon Clayton
10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095 |
MCC GLOBAL
Chairman of the Management Board. Ms. Clayton owns 17.68% of the voting equity in MCC Global. MCC Global is an international private equity investment and advisory firm. MCC Global’s principal office is 10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095.
MCC
Director. MCC is a wholly owned subsidiary of MCC Global. MCC’s principal office is located at 10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095.
MCCE
Director. MCCE provides business consulting services in the United Kingdom. MCCE is wholly owned by MCC. MCCE’s principal office is located at 10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095.
MCCA
Director and Executive Vice-President. MCCA is an SEC-registered investment adviser, and, until June 30, 2009 provided investment management services to the Fund. MCCA’s principal office is located at 2727 Allen Parkway, 13th Floor, Houston,
Texas 77019.
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United States of America |
Name and Business Address |
Principal Occupation
and Name, Principal Business and Address
of the Employing Organizations |
Citizenship |
Kenneth I. Denos
10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095 |
MCC Global
Chief Executive Officer and Management Board Director. Mr. Denos owns 8.62% of the voting equity in MCC Global. MCC Global is an international private equity investment and advisory firm. MCC Global’s principal office is 10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095.
MCC
Chief Executive Officer and Director. MCC is a wholly owed subsidiary of MCC Global. MCC’s principal office is located at 10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095.
MCCE
Director. MCCE provides business consulting services in the United Kingdom. MCCE’s principal office is located at 10757 South River Front Pkwy, Suite 125, South Jordan, Utah 84095.
MCCA
Chief Executive Officer and Director. MCCA is an SEC-registered investment adviser, and, until June 30, 2009, provided investment management services to the Fund. MCCA’s principal office is located at 2727 Allen Parkway, 13th Floor, Houston, TX 77019.
Equus Total Return, Inc.
Director. Equus Total Return, Inc. is a closed-end fund, business development company, and is listed on the New York Stock Exchange. Equus Total Return’s principal office is located at 2727 Allen Parkway, 13th Floor, Houston, TX 77019.
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United States of America |