fp0005751_8k.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report: November 6, 2012
(Date of earliest event reported)
 
Firsthand Technology Value Fund, Inc.
(Exact name of registrant as specified in its charter)
 
Maryland
(State or other jurisdiction
of incorporation)
814-00830
(Commission File Number)
77-6100553
(IRS Employer
Identification Number)
 
150 Almaden Blvd., Suite 1250
San Jose, CA
(Address of principal executive offices)
  
95113
(Zip Code)
 
(800) 976-8776
(Registrant's telephone number, including area code)
 
Not Applicable
(Former Name or Former Address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
[   ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[   ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[   ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[   ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 8.01.  Other Events
 
On November 6, 2012, Firsthand Technology Value Fund, Inc. issued a press release announcing its top five holdings at the end of October 2012. The top five holdings include Facebook, Twitter, SolarCity, Gilt Groupe Holdings, and Intevac.  The press release also announced that, as of October 31, 2012, the Fund’s top five holdings constituted approximately 19.6% of the Fund’s estimated gross assets.
 
Item 9.01. Financial Statements and Exhibits
 
(a) Financial statements:
            None
 
(b) Pro forma financial information:
            None
 
(c) Shell company transactions:
            None
 
(d) Exhibits
           
99.1      Press Release dated November 6, 2012.
 
 
 
 
 
SIGNATURE
 
      Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: November 6, 2012
FIRSTHAND TECHNOLOGY VALUE FUND, INC.
   
 
By:
/s/ Kevin Landis
   
Kevin Landis
   
President
 
 
 
 
 
Exhibit Index
Exhibit No.
Description
99.1
Press release dated November 6, 2012