UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 Washington, D.C. 20549
 

FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
 Securities Exchange Act of 1934
 
Date of Report: August 12, 2016
 (Date of earliest event reported)
 
Firsthand Technology Value Fund, Inc.
 (Exact name of registrant as specified in its charter)
 
Maryland
(State or other jurisdiction
 of incorporation)
814-00830
 (Commission File Number)
27-3008946
(IRS Employer
 Identification Number)
 
150 Almaden Blvd., Suite 1250
San Jose, CA
 (Address of principal executive offices)
  
95113
 (Zip Code)

(800) 976-8776
 (Registrant's telephone number, including area code)
 
Not Applicable
 (Former Name or Former Address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
[  ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[  ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[  ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[  ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Item 8.01. Other Events

On August 12, 2016, Firsthand Technology Value Fund, Inc. issued a press release announcing its top portfolio holdings at the end of July 2016. The top holdings include IntraOp Medical, Pivotal Systems, QMAT, Wrightspeed and Turn. The press release also announced that, as of July 31, 2016, the Fund’s top holdings constituted 55.4% of the Fund’s preliminary net assets.
 
Item 9.01. Financial Statements and Exhibits
 
(a) Financial statements:
 None
(b) Pro forma financial information:
 None
(c) Shell company transactions:
 None
(d) Exhibits
 
99.1 Press Release dated August 12, 2016.
SIGNATURE
 
 Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: August 12, 2016
FIRSTHAND TECHNOLOGY VALUE FUND, INC.
     
 
By:
/s/ Kevin Landis
  
 
Kevin Landis
  
 
 
President
  

Exhibit Index
Exhibit No.
Description
99.1
Press release dated August 12, 2016