UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | 07/05/2009(1)(2) | 07/05/2016(3) | Common Stock | 150,000 | $ 4.8 | D | Â |
Employee Stock Option (Right to Buy) | 09/30/2009(1) | 09/30/2016 | Common Stock | 10,000 | $ 5.12 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AVILES JOAQUIN J. C/O MULTIMEDIA GAMES, INC. 206 WILD BASIN ROAD, BLDG. B, SUITE 400 AUSTIN, TX 78746 |
 |  |  Vice President of Technology |  |
/s/ Velissa Kellicut, Attorney-in-Fact | 11/02/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option is immediately exercisable, but the option shares are initially unvested and will vest 25% after one year, and will continue to vest in equal quarterly installments during each of the following three years. |
(2) | The date exercisable was reported on the Reporting Person's original Form 3 as July 2, 2009. This filing amends the original Form 3 to reflect the correct date of July 5, 2009. |
(3) | The expiration date was reported on the Reporting Person's original Form 3 as July 2, 2016. This filing amends the original Form 3 to reflect the correct date of July 5, 2016. |
 Remarks: This Form 3/A was executed by Velissa Kellicut pursuant to the Limited Power of Attorney filed with the Securities and Exchange Commission on March 29, 2010 in connection with Reporting Person's Form 3, which Limited Power of Attorney is incorporated herein by reference. |