UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 5, 2018
ALPHA PRO TECH, LTD.
(Exact Name of Registrant as Specified in Charter)
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Delaware |
01-15725 |
63-1009183 |
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(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
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60 Centurian Drive, Suite 112 Markham, Ontario |
L3R 9R2 |
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(Address of Principal Executive Offices) |
(Zip Code) |
(905) 479-0654
(Registrant’s telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ⃞
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ⃞
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Item 5.07. |
Submission of Matters to a Vote of Security Holders. |
The Annual Meeting of Shareholders (the “Annual Meeting”) of Alpha Pro Tech, Ltd. (the “Company”) was held on June 5, 2018. Summarized below are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:
Proposal 1 – Election of Directors. The shareholders elected each of the director nominees to serve as directors during the ensuing year. The result of the vote taken at the Annual Meeting was as follows:
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Name |
Votes For |
Votes Withheld |
Broker Non-Votes |
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Lloyd Hoffman |
4,822,318 |
159,509 |
5,817,166 |
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Donna Millar |
4,811,460 |
170,367 |
5,817,166 |
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John Ritota |
4,832,418 |
149,409 |
5,817,166 |
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Russell Manock |
4,810,168 |
171,659 |
5,817,166 |
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Danny Montgomery |
4,825,418 |
156,409 |
5,817,166 |
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David R. Garcia |
4,824,218 |
157,609 |
5,817,166 |
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James Buchan |
4,811,710 |
170,117 |
5,817,166 |
Proposal 2 – Ratification of the Appointment of the Independent Registered Public Accounting Firm. The shareholders ratified the appointment of Tanner LLC as the Company’s independent registered public accounting firm for the year ending December 31, 2018. The result of the vote taken at the Annual Meeting was as follows:
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Votes For |
Votes Against |
Abstain |
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10,550,832 |
201,924 |
46,237 |
Proposal 3 – Advisory Vote on Executive Compensation. The shareholders adopted a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Company’s 2018 proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission. The result of the vote taken at the Annual Meeting was as follows:
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Votes For |
Votes Against |
Abstain |
Broker Non-Votes |
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4,346,739 |
622,492 |
12,596 |
5,817,166 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ALPHA PRO TECH, LTD. |
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Date: June 6, 2018 |
By: |
/s/ Colleen McDonald |
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Colleen McDonald |
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Chief Financial Officer |
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