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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right-to-buy) | $ 83.51 | 09/22/2017 | M | 100,000 (4) | (5) | 05/24/2018 | Common Stock | 100,000 | $ 0 | 201,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAMMERGREN JOHN H ONE POST STREET SAN FRANCISCO, CA 94104 |
X | Chairman, President & CEO |
Donna Spinola, Attorney-in-fact | 09/22/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares contributed by the Hammergren Family Trust to an exchange fund in return for shares of the exchange fund. The McKesson common stock was valued at $150.18 per share, the market closing price on the contribution date, for purposes of determining the number of shares of the exchange fund issued to the Hammergren Family Trust. |
(2) | Represents 305,341 shares held under the Hammergren Family Trust (5,556 Fidelity Family Trust #585 and 299,785 Goldman Sachs Family Trust #750); 11,876 Fidelity GRAT #999; 11,876 Fidelity GRAT #995; 11,875 Fidelity GRAT #994; 11,875 Fidelity GRAT #993; 11,854 Fidelity Grat #319; 11,853 Fidelity GRAT #312; 11,853 Fidelity GRAT #324; 11,853 Fidelity GRAT #315. |
(3) | 65,000 shares previously held by the Hammergren Family Trust are now owned directly. |
(4) | Option exercise and sale in accordance with a previously adopted trading plan pursuant to Exchange Act Rule10b5-1. |
(5) | This stock option was granted 5/24/11 and vested 25% annually commencing on the first anniversary of the grant date. |