UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
440 PARTNERS, LP 4200 WEST 115TH STREET SUITE 100 LEAWOOD, KS 66211 |
 |  |  | Affiliate of Inv Advisor |
MARINER PRIVATE EQUITY, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
 |  |  | Affiliate of Inv Advisor |
Mariner Capital Ventures, LLC 4200 W. 115TH STREET SUITE 100 LEAWOOD, KS 66211 |
 |  |  | Affiliate of Inv Advisor |
TORTOISE HOLDINGS, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
 |  |  | Affiliate of Inv Advisor |
TORTOISE CAPITAL ADVISORS, L.L.C. 11550 ASH STREET, SUITE 300 LEAWOOD, KS 66211 |
 |  |  | Affiliate of Inv Advisor |
MARINER INSURANCE RESOURCES, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
 |  |  | Affiliate of Inv Advisor |
Mariner Capital Partners LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
 |  |  | Affiliate of Inv Advisor |
WE R, LLC 631 NORTH 400 WEST SALT LAKE CITY, UT 84103 |
 |  |  | Affiliate of Inv Advisor |
MONTAGE ASSET MANAGEMENT, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
 |  |  | Affiliate of Inv Advisor |
ASCENT INVESTMENT PARTNERS, LLC 1401 SOUTH BRENTWOOD BLVD, SUITE 390 ST. LOUIS, MO 63144 |
 |  |  | Affiliate of Inv Advisor |
/s/ Martin Bicknell, on behalf of all other persons | 12/05/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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