Edgar Filing: PNM RESOURCES INC

Title of the Class

Date you
Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired
(If gift, also give date donor acquired)

Amount of
Securities Acquired

Date of
Payment

Nature of Payment

144



UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933						OMB APPROVAL
						OMB Number: 3235-0101 Expires: 0D\ , 2017 Estimated average burden hours per response ........... 1.00
						SEC USE ONLY
						DOCUMENT SEQUENCE NO.
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.						CUSIP NUMBER
1 (a) NAME OF ISSUER (Please type or print) PNM Resources, Inc.		(b) IRS IDENT. NO. 85-0468296		(c) S.E.C. FILE NO. 001-32462		WORK LOCATION

1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE 414 Silver Ave. S.W. Albuquerque NM 87102					(e) TELEPHONE NO.
					AREA CODE 505		NUMBER 241-2700
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD Ronald N. Darnell	(b) RELATIONSHIP TO ISSUER Officer		(c) ADDRESS STREET CITY STATE ZIP CODE 13201 Pine Forrest Pl, N.E., Albuquerque, NM 87111

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.



3 (a) Title of the Class of Securities To Be Sold	(b) Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities	SEC USE ONLY	(c) Number of Shares or Other Units To Be Sold (See instr. 3(c))	(d) Aggregate Market Value (See instr. 3(d))	(e) Number of Shares or Other Units Outstanding (See instr. 3(e))	(f) Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.)	(g) Name of Each Securities Exchange (See instr. 3(g))
3 (a) Title of the Class of Securities To Be Sold		Broker-Dealer File Number		(d) Aggregate Market Value (See instr. 3(d))			(g) Name of Each Securities Exchange (See instr. 3(g))
Common Stock	RBC Wealth Management 60 South Sixth Street Minneapolis, MN 55402		2,900	81,461	79,653,624	11/04/2015	NYSE



INSTRUCTIONS:		3.	(a) Title of the class of securities to be sold
1.	(a) Name of issuer		(b) Name and address of each broker through whom the securities are intended to be sold
	(b) Issuer’s I.R.S. Identification Number		(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
	(c) Issuer’s S.E.C. file number, if any		(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
	(d) Issuer’s address, including zip code		(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
	(e) Issuer’s telephone number, including area code		(f) Approximate date on which the securities are to be sold
			(g) Name of each securities exchange, if any, on which the securities are intended to be sold
2.	(a) Name of person for whose account the securities are to be sold
	(b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
	(c) Such person’s address, including zip code

Potential persons who are to respond to the collection of information contained in this form are not

required to respond unless the form displays a currently valid OMB control number.

SEC 1147 (08-07)

TABLE I –– SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:



Instructions:	If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.



Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
N/A

REMARKS:



INSTRUCTIONS: See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.		ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule
November 4, 2015		/s/ Ronald N. Darnell
DATE OF NOTICE		(SIGNATURE)
DATE OF PLAN ADOPTION OR GIVING INSTRUCTION IF RELYING ON RULE 10B5-1		The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any Copies not manually signed shall bear typed or printed signatures.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (02-08)