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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) (1) | $ 8.8 | 12/01/2004 | A | 20,000 | 12/01/2005(2) | 12/01/2014 | Common Stock | 20,000 | $ 0 | 20,000 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 4.32 | (3) | 11/12/2006 | Common Stock | 20,000 | 20,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 4.86 | (4) | 06/02/2013 | Common Stock | 7,500 | 7,500 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 5.7833 | (5) | 06/28/2005 | Common Stock | 22,500 | 22,500 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 12.695 | (5) | 03/22/2008 | Common Stock | 20,000 | 20,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 13.655 | (5) | 06/27/2008 | Common Stock | 10,000 | 10,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 13.87 | (6) | 12/16/2013 | Common Stock | 50,000 | 50,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 14.0625 | (5) | 12/29/2007 | Common Stock | 15,000 | 15,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 14.5555 | (5) | 06/04/2006 | Common Stock | 24,750 | 24,750 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 17.8959 | (5) | 05/25/2009 | Common Stock | 15,000 | 15,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SORZANO JOSE S 5305 LEE HIGHWAY NORTH ARLINGTON, VA 22207 |
X | Director |
By: /s/ Jose Llerena For: Jose S Sorzano | 12/03/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Formula stock option grant pursuant to MasTec, Inc. Amended and Restated 2003 Plan for Non-Employees for no cash consideration. |
(2) | Exempt stock option grant that vests over three years beginning twelve months after date of grant (12/01/2004). First year 33% vests. Second year an additional 33% vests. Third year remaining 34% vests. |
(3) | Exempt stock option granted under the MasTec, Inc. 1994 Stock Option Plan for Non-Employee Directors. 50% will vest May 15, 2002 and remaining 50% will vest May 2003. |
(4) | Exempt stock option grant that vests over three years. First two years vest at 33% and third year vests at 34%. Vesting begins twelve months after date of grant (06/02/2003). |
(5) | Exempt stock option under the MasTec, Inc. 1994 Stock Option Plan for Non-Employee Directors which vest 1/3 per year beginning twelve months from the date of grant in equal installments. |
(6) | Exempt stock option grant that vests over three years. First two years vest at 33% and third year vests at 34%. Vesting begins twelve months after date of grant (12/16/2003). |