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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 08/29/2018 | M | 1,849 | (2) | (2) | Class A Non-Voting Common Stock | 1,849 | $ 0 | 3,696 | D | ||||
Stock Option; Right to Buy; Class A Non-Voting Common Stock | $ 15.67 | (3) | 08/28/2022 | Class A Non-Voting Common Stock | (3) | 19,921 | D | ||||||||
Restricted Stock Units | (1) | (4) | (4) | Class A Non-Voting Common Stock | (4) | 2,817 | D | ||||||||
Stock Option; Right to Buy; Class A Non-Voting Common Stock | $ 15.97 | (5) | 03/22/2022 | Class A Non-Voting Common Stock | (5) | 17,341 | D | ||||||||
Restricted Stock Units | (1) | (6) | (6) | Class A Non-Voting Common Stock | (6) | 3,649 | D | ||||||||
Stock Option; Right to Buy; Class A Non-Voting Common Stock | $ 16.44 | (7) | 04/11/2023 | Class A Non-Voting Common Stock | (7) | 15,748 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tompkins Sidney Craig 5995 SEPULVEDA BLVD SUITE 300 CULVER CITY, CA 90230 |
EVP, General Counsel |
/s/ S. Craig Tompkins | 08/30/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. |
(2) | Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, August 29, 2017. Original grant was for 7,394 restricted stock units. The first and second installments vested on August 29, 2017 and August 28, 2018, respectively. The next remaining installments vest on August 29, 2019 and August 29, 2020. |
(3) | Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, August 29, 2017. Original grant was for 19,921 stock options. The first and second installments became exercisable on August 29, 2017 and August 29, 2018, respectively. The remaining installments become exercisable on August 29, 2019 and August 29, 2020. |
(4) | Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 3,757 restricted stock units. The first installment vested on March 23, 2018, and the remaining installments vest on March 23, 2019, March 23, 2020 and March 23, 2021. |
(5) | Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 17,341 stock options. The first installment became exercisable on March 23, 2018. The remaining installments become exercisable on March 23, 2019, March 23, 2020 and March 23, 2021. |
(6) | Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 12, 2018. The restricted stock units vest on April 12, 2019, April 12, 2020, April 12, 2021 and April 12, 2022. |
(7) | Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 12, 2018. The options become exercisable on April 12, 2019, April 12, 2020, April 12, 2021 and April 12, 2022. |