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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bakker Gerben C/O HUBBELL INCORPORATED 40 WATERVIEW DRIVE SHELTON, CT 06484 |
Group President, Power Systems |
An-Ping Hsieh, Attorney-in-fact for Gerben Bakker | 02/21/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 2, 2014, which vested at 137% of the target amount of the award based upon the Company's relative sales growth as compared to the total shareholder return of other companies in the S&P Capital Goods 900. |
(2) | At the time of the transaction, the amount of securities beneficially owned following the acquisition of shares upon the vesting of a performance share award was reported as 14,101. This filing is being made to correctly report that the amount of securities beneficially owned following the acquisition was 13,801. |
(3) | Shares withheld for payment of taxes upon vesting of performance shares. |
(4) | At the time of the transaction, after shares were withheld for payment of taxes upon vesting of performance shares, the amount of securities beneficially owned was reported as 13,495. This filing is being made to correctly report that the amount of securities beneficially owned following the withholding of shares for payment of taxes was 13,195. |