Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
december1presentation_image1.jpg
FORM 8-K
Current Report


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): December 1, 2016


CATERPILLAR INC. 
(Exact name of registrant as specified in its charter)


Delaware 
(State or other jurisdiction of incorporation)


1-768 
(Commission File Number)

37-0602744 
(IRS Employer Identification No.)

100 NE Adams Street, Peoria, Illinois 
(Address of principal executive offices)

61629  
(Zip Code)

Registrant’s telephone number, including area code:  (309) 675-1000

Former name or former address, if changed since last report:  N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 
 
o
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 
 
 
o
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
 
 
 
o
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
 
 
 
o
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 7.01. Regulation FD Disclosure.
On December 1, 2016 Caterpillar Inc. Group President of Resource Industries Denise Johnson and Director of Investor Relations Amy Campbell will present at a Credit Suisse Industrials Conference scheduled to begin at 11:15 a.m. EST. The event is available via webcast at https://www.webcaster4.com/Webcast/Page/1302/18518. Presentation materials are available at http://www.caterpillar.com/en/investors/events-and-presentations.html.
A copy of the presentation materials is attached hereto as Exhibit 99.1 and is incorporated into this Item 7.01 by reference.
The information in this Current Report on Form 8-K, including Exhibit 99.1, is being furnished in accordance with the provisions of General Instruction B.2 of Form 8-K.

Item 9.01.
Financial Statements and Exhibits.
 
(d)
Exhibits:

 
 
The following is furnished as an exhibit to this report:
 
 
 
 
 
99.1
Caterpillar Inc. presentation materials dated December 1, 2016.







 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
CATERPILLAR INC.
 
 
 
 
December 1, 2016
By:
/s/James B. Buda
 
 
James B. Buda
 
 
Executive Vice President, Law and Public Policy







EXHIBIT INDEX

Exhibit No.
Description
 
 
99.1
Caterpillar Inc. presentation materials dated December 1, 2016.