1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Market Priced Employee Stock Options
(3)
(4)
|
12/05/2008 |
12/05/2017 |
Common Stock
|
6,624
|
$
88.82
|
D
|
Â
|
Market Priced Employee Stock Options
(3)
(4)
|
12/08/2011 |
12/08/2020 |
Common Stock
|
7,731
|
$
80.61
|
D
|
Â
|
Market Priced Employee Stock Options
(3)
(4)
|
12/14/2012 |
12/14/2021 |
Common Stock
|
7,996
|
$
74.24
|
D
|
Â
|
Market Priced Employee Stock Options
(3)
(4)
|
12/12/2013 |
12/12/2022 |
Common Stock
|
8,343
|
$
86.36
|
D
|
Â
|
Market Priced Employee Stock Options
(3)
(4)
|
12/11/2014 |
12/11/2023 |
Common Stock
|
12,124
|
$
87.46
|
D
|
Â
|
Market Priced Employee Stock Options
(3)
(4)
|
12/10/2015 |
12/10/2024 |
Common Stock
|
14,619
|
$
88.185
|
D
|
Â
|
Market Priced Employee Stock Options
(3)
(4)
|
12/09/2016 |
12/09/2025 |
Common Stock
|
8,585
|
$
79.24
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 1,306 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and to be settled solely in shares. |
(2) |
Represents units in the issuer stock fund of the Deere & Company 401(k) Savings and Investment Plan. The information is based on a plan statement dated as of September 30, 2016 when the per unit value was $124.02. |
(3) |
All options include the ability to withhold shares upon the exercise of the option to satisfy minimum required income tax obligations. |
(4) |
The options become exercisable in three approximately equal annual installments one, two and three years after grant. The date listed in the initial exercisable installment date. |