SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): July 3, 2003
Andersen Group, Inc.
(Exact Name of Registrant as Specified in Charter)
Delaware |
0-1460 |
06-0659863 |
405 Park Avenue, Suite 1202 New York, New York |
10022 |
(Address of Principal Executive Offices) | (Zip Code) |
Registrant's telephone number, including area code: (212) 826-8942 |
Item 7. Financial
Statements, Pro Forma Financial Information and Exhibits.
(c)
Exhibits
The exhibit listed below is being furnished with this Form 8-K.
Exhibit Number Description
99.1 Press Release dated July 3, 2003.
Item 9. Regulation FD Disclosure. (The following discussion is furnished under "Item 12. Results of Operations and Financial Condition").
On July 3, 2003, Andersen Group, Inc. (the "Company") announced via press release that it had received a Nasdaq Staff Determination Letter dated July 1, 2003 indicating that the Company failed to comply with the market value of publicly held share requirement for continued listing on the Nasdaq National Market. The Company has requested a hearing before a Nasdaq Listing Qualifications Panel to review this determination.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
Andersen Group, Inc.
(Registrant)
Date: July 3, 2003
/s/ Andrew M. O'Shea
Name: Andrew M. O'Shea
Title: Chief Financial Officer