vvr13ga3.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 

 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. 3)
 
 
 

 
 
Invesco Senior Income Trust
(Name of Issuer)
 



 
 
AUCTION RATE PREFERRED
(Title of Class of Securities)
 


 
46131H
(CUSIP Number)
 
 
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
 


 
 

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨ Rule 13d-1(b)
 
x Rule 13d-1(c)
 
¨ Rule 13d-1(d)
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 

 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
 
  
[Missing Graphic Reference]
         
CUSIP No.     46131H
  
SCHEDULE 13G
  
  
 
             
  1 
  
NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Bank of America Corporation
56-0906609
  2
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)  ¨
(b)  x
  3
  
SEC USE ONLY
 
 
  4
  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
  
5 
  
SOLE VOTING POWER
 
0
 
  
6
  
SHARED VOTING POWER
 
0
 
  
7
  
SOLE DISPOSITIVE POWER
 
0
 
  
8
  
SHARED DISPOSITIVE POWER
 
0
 
  9
  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                        ¨
 
 
11
  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0
 
12
  
TYPE OF REPORTING PERSON
 
HC
 
 






[Missing Graphic Reference]
         
CUSIP No.     46131H
  
SCHEDULE 13G
  
  
 
             
  1 
  
NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
 
Bank of America, N.A.
94-1687665
  2
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)  ¨
(b)  x
  3
  
SEC USE ONLY
 
 
  4
  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
  
5 
  
SOLE VOTING POWER
 
 
0
  
6
  
SHARED VOTING POWER
 
 0
  
7
  
SOLE DISPOSITIVE POWER
 
0
  
8
  
SHARED DISPOSITIVE POWER
 
0
  9
  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                        ¨
 
11
  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 0
12
  
TYPE OF REPORTING PERSON
 
BK
 











[Missing Graphic Reference]
         
CUSIP No.     46131H
  
SCHEDULE 13G
  
  
 
             
  1 
  
NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Blue Ridge Investments, L.L.C
56-1970824
  2
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)  ¨
(b)  x
  3
  
SEC USE ONLY
 
  4
  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
  
5 
  
SOLE VOTING POWER
 
0
  
6
  
SHARED VOTING POWER
 
0
  
7
  
SOLE DISPOSITIVE POWER
 
0
  
8
  
SHARED DISPOSITIVE POWER
 
0
  9
  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                        ¨
 
11
  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0
12
  
TYPE OF REPORTING PERSON
 
OO
 
[Missing Graphic Reference]
         
CUSIP No.     46131H
  
SCHEDULE 13G
  
  
 
Explanatory Note
 
This Statement is being filed by the Reporting Persons (as defined below) as a result of the December 31, 2010 termination of the Global Exemptive Relief heretofore relied upon by the Reporting Persons. As permitted by the Global Exemptive Relief, the Reporting Persons filed on Schedule 13G in reliance on Rule 13d-1(b). After the termination of the Global Exemptive Relief, the Reporting Persons are filing on Schedule 13G in reliance on Rule 13d-1(c).
 





Item 1(a)
Name of Issuer:
 
Invesco Senior Income Trust (“Issuer”)
 
Item 1(b)
Address of Issuer’s Principal Executive Offices:
 
1555 Peachtree Street, NE
Suite 1800
Atlanta, Georgia 30309
 
Item 2(a)
Name of Person Filing:
 
 
i.
Bank of America Corporation (“BAC”)
 
 
ii.
Bank of America, N.A. (“BANA”)
 
 
iii.
Blue Ridge Investments, L.L.C. (“Blue Ridge”)
 
Item 2(b)
Address of Principal Business Office or, If None, Residence; Citizenship
 
The address of the principal business office of BAC is:
 
Bank of America Corporate Center
100 North Tryon Street
Charlotte, North Carolina 28255
 
The address of the principal business office of BANA is:
 
101 South Tryon Street
Charlotte, North Carolina 28255
 
The address of the principal business office of Blue Ridge is:
 
214 North Tryon Street
Charlotte, North Carolina 28255
 

Item 2(c)
Citizenship
 
BAC -- Delaware
 
BANA -- United States
 
Blue Ridge -- Delaware
 

Item 2(d)
Title of Class of Securities:
 
Auction Rate Preferred
 






[Missing Graphic Reference]
         
CUSIP No.     46131H
  
SCHEDULE 13G
  
  
 
Item 2(e)
CUSIP Number:
 
46131H
 
Item 3.
Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):
 
Not applicable.
 
Item 4.
Ownership
 
 
(a)
Amount beneficially owned: See item 9 of cover pages
 
 
(b)
Percent of class: See item 11 of cover pages
 
 
(c)
Number of shares as to which the person has:
 
 
(i)
Sole power to vote or to direct the vote:
 
 
(ii)
Shared power to vote or to direct the vote:
 
 
(iii)
Sole power to dispose or to direct the disposition of:
 
 
(iv)
Shared power to dispose or to direct the disposition of:
 
See Items 5-8 of cover pages
 

 

Item 5.
                   Ownership of Five Percent or Less of a Class
 

 
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  [X ].
 

 
Item 6.
Ownership of More Than Five Percent on Behalf of Another Person
 
Not applicable.
 
Item 7.
Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
 
BAC, through its wholly-owned subsidiaries, BANA, Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Blue Ridge, is engaged in providing a diverse range of financial services and products. Since settlements with the Securities and Exchange Commission and certain state agencies in 2008, Merrill Lynch and certain predecessors have worked with their customers and issuers of auction rate preferred securities to provide liquidity to the auction rate preferred securities market. This has included purchasing auction rate preferred securities from their customers and working with issuers so that they are able to redeem outstanding auction rate preferred securities. BAC’s efforts to work with issuers continue and may include working with the Issuer in the future.
 
[Missing Graphic Reference]
         
CUSIP No.     46131H
  
SCHEDULE 13G
  
  
 
Item 9.
Notice of Dissolution of Group
 
Not applicable.
 
Item 10.
Certifications
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

 
[Missing Graphic Reference]
         
CUSIP No.     46131H
  
SCHEDULE 13G
  
  
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. In addition, by signing below, the undersigned agrees that this Schedule 13G may be filed jointly on behalf of each of the Reporting Persons.
 
Dated: February 14, 2013
 
                     
       
BANK OF AMERICA CORPORATION
         
           
By:
  
/S/    MICHAEL DIDOVIC        
           
Name:
  
Michael Didovic
           
Title:
  
Attorney-in-fact
 
                     
       
BANK OF AMERICA, N.A.
         
           
By:
  
/S/    MICHAEL DIDOVIC        
           
Name:
  
Michael Didovic
           
Title:
  
Director
 
                     
       
BLUE RIDGE INVESTMENTS, L.L.C.
         
           
 By:
  
/S/    JOHN HIEBENDAHL        
           
Name:
  
John Hiebendahl
           
 Title:
  
          Senior Vice President and Controller