AMENDMENT NO. 1 TO FORM 10-Q
Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and
Exchange Act of 1934
(Exact name of registrant as specified in its charter)
Maine
01-0393663
(State or other jurisdiction of
(I.R.S.
Employer
incorporation or organization)
Identification
No.)
PO Box 400
82 Main Street, Bar Harbor, ME
04609-0400
(Address of principal executive offices)
(Zip
Code)
(207) 288-3314
(Registrants telephone number, including area code)
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was required to
file such reports), and (2) has been subject to such filing requirements for the past 90
days.
YES: (X)
NO: ( )
Indicate by check mark whether the Registrant is an accelerated filer
(as defined in Exchange Act Rule12b-2).
YES: ( )
NO: (X)
Number of shares outstanding of each of the issuers classes of
common stock as of the latest practicable date:
Class of Common Stock
Number
of Shares Outstanding August 08, 2003
$2.00 Par Value
3,132,316
Explanatory Note:
This Amendment No. 1 on Form 10-Q/A (this "Amendment") amends
the Quarterly Report of Form 10-Q for the quarter ended June 30, 2003, filed August 14,
2003.
Part II, Item 6 Exhibit Table Items:
31.1 Inadvertently not labeled as Exhibit in original 10-Q filed August
14, 2003
31.2 Inadvertently not labeled as Exhibit in original 10-Q filed August
14, 2003
EXHIBIT 31.1
CERTIFICATION
I, Joseph M. Murphy, certify that:
- I have reviewed this quarterly report on Form 10-Q of Bar Harbor Bankshares;
- Based on my knowledge, this quarterly report does not contain any untrue statement of a
material fact or omit to state a material fact necessary to make the statements made, in
light of the circumstances under which such statements were made, not misleading with
respect to the period covered by this quarterly report;
- Based on my knowledge, the financial statements, and other financial information
included in this quarterly report, fairly present in all material respects the financial
condition, results of operations and cash flows of the registrant as of, and for, the
periods presented in this report;
- The registrants other certifying officer(s) and I are responsible for establishing
and maintaining disclosure controls and procedures (as defined in Exchange Act Rules
13a-15(e) and 15d-15(e) for the registrant and we have:
- designed such disclosure controls and procedures, or caused such disclosure controls and
procedures to be designed under our supervision, to ensure that material information
relating to the registrant, including its consolidated subsidiaries, is made known to us
by others within those entities, particularly during the period in which this quarterly
report is being prepared;
- evaluated the effectiveness of this registrants controls and procedures and
presented in this report our conclusions about the effectiveness of the disclosure
controls and procedures as of the end of the period covered by this report based on such
evaluation; and
- Disclosed in this report any change in the registrants internal control over
financial reporting that occurred during the registrants most recent fiscal quarter
(the registrants fourth fiscal quarter in the case of an annual report) that has
materially affected, or is reasonably likely to materially affect, the registrants
internal control over financial reporting.
- The registrants other certifying officer(s) and I have disclosed, based on our
most recent evaluation of internal control over financial reporting, to the registrants
auditors and the audit committee of registrants board of directors (or persons
performing the equivalent function):
- all significant deficiencies and material weaknesses in the design or operations of
internal control over financial reporting which are reasonably likely to adversely affect
the registrants ability to record, process, summarize and report financial
information; and
- any fraud, whether or not material, that involves management or other employees who have
a significant role in the registrants internal control over financial reporting.
Date: August 14, 2003
/s/
Joseph M. Murphy
Joseph M. Murphy
President and Chief Executive Officer
EXHIBIT 31.2
CERTIFICATION
I, Gerald Shencavitz, certify that:
- I have reviewed this quarterly report on Form 10-Q of Bar Harbor Bankshares;
- Based on my knowledge, this quarterly report does not contain any untrue statement of a
material fact or omit to state a material fact necessary to make the statements made, in
light of the circumstances under which such statements were made, not misleading with
respect to the period covered by this quarterly report;
- Based on my knowledge, the financial statements, and other financial information
included in this quarterly report, fairly present in all material respects the financial
condition, results of operations and cash flows of the registrant as of, and for, the
periods presented in this report;
- The registrants other certifying officer(s) and I are responsible for establishing
and maintaining disclosure controls and procedures (as defined in Exchange Act Rules
13a-15(e) and 15d-15(e) for the registrant and we have:
- designed such disclosure controls and procedures, or caused such disclosure controls and
procedures to be designed under our supervision, to ensure that material information
relating to the registrant, including its consolidated subsidiaries, is made known to us
by others within those entities, particularly during the period in which this quarterly
report is being prepared;
- evaluated the effectiveness of this registrants controls and procedures and
presented in this report our conclusions about the effectiveness of the disclosure
controls and procedures as of the end of the period covered by this report based on such
evaluation; and
- Disclosed in this report any change in the registrants internal control over
financial reporting that occurred during the registrants most recent fiscal quarter
(the registrants fourth fiscal quarter in the case of an annual report) that has
materially affected, or is reasonably likely to materially affect, the registrants
internal control over financial reporting.
- The registrants other certifying officer(s) and I have disclosed, based on our
most recent evaluation of internal control over financial reporting, to the registrants
auditors and the audit committee of registrants board of directors (or persons
performing the equivalent function):
- all significant deficiencies and material weaknesses in the design or operations of
internal control over financial reporting which are reasonably likely to adversely affect
the registrants ability to record, process, summarize and report financial
information; and
- any fraud, whether or not material, that involves management or other employees who have
a significant role in the registrants internal control over financial reporting.
Date: August 14, 2003
/s/Gerald
Shencavitz
Gerald
Shencavitz
Chief
Financial Officer
32.1 Inadvertently not included as attachment to original 10-Q filed
August 14, 2003
EXHIBIT 32.1
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C.
1350)
The undersigned executive officer of Bar Harbor Bankshares (the
"Registrant") hereby certifies that the Registrants Form 10-Q for the
period ended June 30, 2003, fully complies with the requirements of Section 13(a) of the
Securities Exchange Act of 1934 and that the information contained therein fairly
presents, in all material respects, the financial condition and results of operations of
the Registrant.
/s/ Joseph M. Murphy
Date: August 14, 2003 Name: Joseph M. Murphy
Title: Chief Executive Officer
32.2 Inadvertently not included as attachment to original 10-Q filed
August 14, 2003
EXHIBIT 32.2
CERTIFICATION OF CHIEF FINANCIAL OFFICER
PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C.
1350)
The undersigned executive officer of Bar Harbor Bankshares (the
"Registrant") hereby certifies that the Registrants Form 10-Q for the
period ended June 30, 2003, fully complies with the requirements of Section 13(a) of the
Securities Exchange Act of 1934 and that the information contained therein fairly
presents, in all material respects, the financial condition and results of operations of
the Registrant.
/s/ Gerald Shencavitz
Date: August 14, 2003 Name: Gerald Shencavitz
Title: Chief Financial Officer
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
BAR HARBOR BANKSHARES
/s/Joseph
M. Murphy
Date: August 14,
2003
Joseph M. Murphy
Chief
Executive Officer
/s/Gerald
Shencavitz
Date: August 14, 2003
Gerald
Shencavitz
Chief
Financial Officer