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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 3, 2004
GENESEE & WYOMING INC.
(Exact name of registrant as specified in its charter)
DELAWARE
(State or other jurisdiction of incorporation)
001-31456 06-0984624
(Commission File Number) (I.R.S. Employer Identification No.)
66 FIELD POINT ROAD, GREENWICH, CONNECTICUT 06830
(Address of principal executive offices) (Zip Code)
(203) 629-3722
(Registrant's telephone number, including area code)
(NOT APPLICABLE)
(Former name or former address, if changed since last report)
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ITEM 5. Other Events and Regulation FD Disclosure
The following Press Release was issued by Genesee & Wyoming Inc. on May 3, 2004,
announcing that it has filed a registration statement on Form S-3 with the
Securities and Exchange Commission:
Genesee & Wyoming Announces Filing of Registration Statement
GREENWICH, Conn., May 3, 2004/PR Newswire/ -- Genesee & Wyoming Inc. (GWI)
(NYSE: GWR) announced today that it has filed a registration statement on Form
S-3 with the Securities and Exchange Commission relating to a proposed public
offering of 3,358,303 shares of its Class A Common Stock. All of the shares are
being offered by The 1818 Fund III, L.P., a private equity partnership managed
by Brown Brothers Harriman & Co. and are being offered upon the conversion of
22,886 shares of GWI's outstanding Series A Preferred Stock. Certain of GWI's
stockholders, including The 1818 Fund III, L.P., have granted the underwriters a
30-day option to purchase up to an additional 503,745 shares of Class A Common
Stock to cover any over-allotments. GWI will receive no proceeds from the
offering.
The offering is being made through an underwriting syndicate that includes
Bear, Stearns & Co. Inc., Credit Suisse First Boston, Deutsche Bank Securities
Inc., BB&T Capital Markets, Morgan Keegan & Company and Avondale Partners, LLC.
When available, copies of the preliminary prospectus relating to this offering
may be obtained from Bear, Stearns & Co. Inc., c/o Prospectus Department, 383
Madison Avenue, New York, NY 10179.
The registration statement relating to these securities has been filed
with the Securities and Exchange Commission, but has not yet become effective.
These securities may not be sold, nor may offers to buy be accepted, prior to
the time the registration statement becomes effective. This press release shall
not constitute an offer to sell or a solicitation of an offer to buy, nor will
there be any sale of these securities in any state or jurisdiction in which such
an offer, solicitation, or sale would be unlawful prior to registration or
qualification under the securities laws of any such state or jurisdiction.
GWI is a leading operator of short line and regional freight railroads in
the United States, Canada, Mexico, Australia and Bolivia. GWI operates over
8,100 miles of owned and leased track and more than 3,000 additional miles under
track access arrangements.
SOURCE Genesee & Wyoming Inc.
05/03/04
/CONTACT: John C. Hellmann, Chief Financial Officer, Genesee & Wyoming
Inc., 203-629-3722/ /Web site: http://www.gwrr.com/
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
GENESEE & WYOMING INC.
May 3, 2004 By: /s/ John C. Hellmann
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John C. Hellmann
Chief Financial Officer