|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 23.91 | 08/19/2013 | M(1) | 60,000 | 10/30/1999 | 10/30/2013 | Common Stock | 60,000 | $ 0 | 0 (11) | D | ||||
Employee Stock Option (Right to Buy) | $ 30.5 | 08/19/2013 | M(2) | 100,000 | 01/22/2000 | 01/22/2014 | Common Stock | 100,000 | $ 0 | 0 (11) | D | ||||
Employee Stock Option (Right to Buy) | $ 33.38 | 08/19/2013 | M(3) | 140,000 | 02/01/2000 | 02/01/2014 | Common Stock | 140,000 | $ 0 | 0 (11) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MANSELL KEVIN N56 W17000 RIDGEWOOD DRIVE MENOMONEE FALLS, WI 53051-5660 |
X | Chairman, President, CEO |
(Jason J. Kelroy P.O.A.) | 08/20/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options exercised were granted to the reporting person in 1998 and were scheduled to expire at the end of their 15 year term in October 2013. |
(2) | The options exercised were granted to the reporting person in 1999 and were scheduled to expire at the end of their 15 year term in January 2014. |
(3) | The options exercised were granted to the reporting person in 1999 and were scheduled to expire at the end of their 15 year term in February 2014. |
(4) | The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.43-$51.93, inclusive. |
(5) | The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.19-$51.90, inclusive. |
(6) | The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.19-$51.57, inclusive. |
(7) | Includes 108,693.27 unvested shares of restricted stock. |
(8) | Mr. Mansell is not the trustee or beneficiary of the family trust. He disclaims ownership of the trust's shares for purposes of Section 16 of the Exchange Act and, accordingly, disclaims any obligation to report its transactions. |
(9) | This report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose. |
(10) | This report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or any other purpose. |
(11) | In accordance with SEC rules, this number reflects only those shares remaining from this particular option grant. It does not include any other securities that may be held, such as shares from other stock option grants. |