UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
REGIONS FINANCIAL CORP 1900 FIFTH AVENUE NORTH BIRMINGHAM, AL 35203 |
 |  |  | Parent of investment advisor |
Regions Financial Corporation by /s/ D. Bryan Jordan, Chief Financial Officer | 03/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Does not include 8,305.9 shares of Common Stock (including 1,324.9 shares issued pursuant to the Issuer's dividend reinvestment plan) owned by the Reporting Person's wholly-owned subsidiary Morgan Properties, LLC as of February 13, 2007. The Reporting Person disclaims beneficial ownership of these shares. |
(2) | Regions Financial Corporation is filing this report on its own behalf and on behalf of all of its subsidiaries other than Morgan Asset Management, Inc. and Morgan Properties, LLC, each of which (i) is a Reporting Person with respect to the Issuer and (ii) has filed individual reports on Form 3. |
(3) | The Reporting Person is the ultimate parent of Morgan Asset Management, Inc., the Issuer's investment adviser, and of Morgan Properties, LLC. As of November 8, 2004, the Reporting Person did not beneficially own any securities of the Issuer and since then has not engaged in any transactions reportable pursuant to Section 30(h) of the Investment Company Act of 1940, as amended, and is filing this report voluntarily to facilitate future reporting, if required. |