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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 22.9688 | 11/16/2000 | 05/16/2010 | Common Shares of Beneficial Interest | 10,000 | 10,000 (11) | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 23.375 | 05/17/2001 | 05/17/2009 | Common Shares of Beneficial Interest | 10,000 | 10,000 (12) | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 23.55 | 08/07/2003 | 02/07/2013 | Common Shares of Beneficial Interest | 5,921 | 5,921 (13) | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 25.865 | 11/15/2001 | 05/15/2011 | Common Shares of Beneficial Interest | 10,000 | 10,000 (14) | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 27.2 | 01/17/2003 | 01/17/2012 | Common Shares of Beneficial Interest | 5,000 | 5,000 (15) | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 29.25 | 01/27/2004 | 01/27/2014 | Common Shares of Beneficial Interest | 5,532 | 5,532 (16) | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 31.76 | 02/03/2005 | 02/03/2015 | Common Shares of Beneficial Interest | 4,743 | 4,743 (17) | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 42.8 | 08/03/2006 | 02/03/2016 | Common Shares of Beneficial Interest | 4,445 | 4,445 (18) | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 53.5 | 02/08/2007 | A | 2,998 | (19) | 02/08/2017 | Common Shares of Beneficial Interest | 2,998 | $ 0 | 2,998 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| KNOX BOONE A THE KNOX FOUNDATION / KNOX, LTD. 3133 WASHINGTON ROAD, N.W. THOMSON, GA 30824 |
X | |||
| By: Barbara Shuman, Attorney-in-fact | 02/12/2007 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (5) | Shares reported herein are beneficially owned by Folkstone Limited Partnership (FLP). Mr. Knox is a general partner of FLP. Mr. Knox disclaims beneficial ownership of the shares owned by FLP except to the extent of his pecuniary interest therein. |
| (7) | Shares reported herein are beneficially owned by Knox, Ltd.. Mr. Knox is the general partner of Knox, Ltd.. Mr. Knox disclaims beneficial ownership of the shares owned by Knox, Ltd. except to the extent of his pecuniary interest therein. |
| (16) | Share options reported on this line will become exercisable in three equal installments on July 27, 2004; January 27, 2005 and January 27, 2006. |
| (17) | Share options reported on this line will become exercisable in three equal installments on August 3, 2005; February 3, 2006 and February 3, 2007. |
| (1) | Represents restricted shares scheduled to vest on February 8, 2010. |
| (10) | Shares reported herein are beneficially owned by Mr. Knox's spouse. Mr. Knox disclaims beneficial ownership of these shares and this report not be deemed an admission that Mr. Knox is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. |
| (12) | Share options reported on this line are fully exercisable. |
| (18) | Share options reported on this line will become exercisable in three equal installments on August 3, 2006; February 3, 2007 and February 3, 2008. |
| (3) | Shares reported herein are beneficially owned by BT Investments, a Georgia general partnership. Mr. Knox is managing partner of BT Investments. Mr. Knox disclaims beneficial ownership of the shares owned by BT Investments except to the extent of his pecuniary interest therein. |
| (13) | 1,974 share options reported herein will become exercisable on February 7, 2004; 1,974 share options will become exercisable on February 7, 2005; and 1,973 share options will become exercisable on February 7, 2006. |
| (2) | Direct total includes restricted shares. |
| (11) | Share options reported on this line are fully exercisable. |
| (8) | Shares reported herein are owned by the AST Trust Company, as Trustee of the Equity Residential Supplemental Retirement Plan for the benefit of the reporting person and were acquired through Equity Residential's Employee Share Purchase Plan. |
| (6) | Shares reported herein are beneficially owned by the Knox Foundation, a charitable trust. Mr. Knox is trustee of the Knox Foundation. Mr. Knox disclaims beneficial ownership of these shares and this report shall not be deemed an admission that Mr. Knox is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. |
| (4) | Shares reported herein are beneficially owned by Mr. Knox, not individually, but as custodian for his neice and nephew. Mr. Knox disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Knox is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. |
| (15) | 3,333 share options reported herein are exercisable; 1,667 will become exercisable on January 17, 2004. |
| (9) | Shares reported herein are beneficially owned by Mr. Knox's sister-in-law, over which he has investment authority. Mr. Knox disclaims beneficial ownership of these shares and this report shall not be deemed an admission that Mr. Knox is the beneficial owner of such shares for purposes of Section 16 or any other purpose. |
| (19) | Represents share options scheduled to vest in three equal installments on August 8, 2007, February 8, 2008 and February 8, 2009. |
| (14) | 6,668 share options reported herein are currently exercisable; and 3,332 share options will become exercisable on May 15, 2003. |