SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
ADOBE SYSTEMS INCORPORATED
(Exact name of registrant as specified in its charter)
Delaware | 77-0019522 | |
(State of Incorporation) | (I.R.S. Employer Identification No.) |
345
Park Avenue
San Jose, California 95110
(408) 536-6000
(Address of principal executive offices)
1999 NONSTATUTORY STOCK OPTION PLAN
(Full title of the plans)
Murray
J. Demo
Senior Vice President and Chief Financial Officer
Adobe Systems Incorporated
345 Park Avenue
San Jose, California 95110
(408) 536-6000
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies
to:
Cheryl K. House, Esq.
Adobe Systems Incorporated
345 Park Avenue
San Jose, California 95110
(408) 536-6000
CALCULATION OF REGISTRATION FEE
Title of Securities to be Registered | Amount to be Registered | Proposed Maximum Offering Price per Share (1) | Proposed Maximum Aggregate Offering Price (1) | Amount of Registration Fee | ||||
Stock Options and Common Stock (par value $.0001) | 3,500,000 shares | $31.1035 | $108,862,250 | $27,216 | ||||
INCORPORATION OF DOCUMENTS BY REFERENCE
The following documents filed by Adobe Systems Incorporated (the "Registrant") with the Securities and Exchange Commission are incorporated by reference into this Registration Statement:
All reports and other documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be a part of this registration statement from the date of the filing of such reports and documents.
INDEMNIFICATION OF DIRECTORS AND OFFICERS
Section 145 of the Delaware General Corporation Law (the "Delaware Code") authorizes a court to award, or a corporation's board of directors to grant, indemnification to directors and officers in terms sufficiently broad to permit such indemnification under certain circumstances for liabilities (including reimbursement for expenses incurred) arising under the Securities Act of 1933. The Registrant's Bylaws provide for indemnification of its directors, officers, employees and other agents to the fullest extent not prohibited by the Delaware Code. The Registrant also maintains directors' and officers' insurance against liabilities under the Securities Act of 1933 for its directors and principal executive officers. In addition, each officer and director is a party to a written agreement which states that the Registrant agrees to hold each of them harmless against any and all judgments, fines, settlements and expenses related to claims against such person by reason of the fact that the person is or was a director, officer, employee or other agent of the Registrant, and otherwise to the fullest extent authorized or permitted by the Registrant's Bylaws and under the non-exclusivity provisions of the Delaware Code.
Exhibit Number |
Description |
|
---|---|---|
4.1 | The Registrant's Restated Certificate of Incorporation, as filed with the Secretary of State of the State of Delaware on June 22, 2001. | |
4.2 | Amended and Restated Bylaws of Registrant as currently in effect. | |
4.4 | Agreement and Plan of Merger effective May 30, 1997 (by virtue of a reincorporation), by and between Adobe Systems Incorporated, a California corporation, and Adobe Systems (Delaware) Incorporated, a Delaware corporation. | |
4.6 | 1999 Nonstatutory Stock Option Plan, as amended. | |
4.7 | Forms of Stock Option Agreement used in connection with the 1999 Nonstatutory Stock Option Plan. | |
4.8 | Fourth Amended and Restated Rights Agreement between the Registrant and Computershare Investor Services, LLC | |
5 | Opinion of Cheryl K. House, Esq., corporate securities counsel | |
23.1 | Consent of KPMG LLP, Independent Auditors. | |
23.2 | Consent of Cheryl K. House, Esq., contained within Exhibit 5. |
Provided, however, that paragraphs (a)(i) and (a)(ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed by or furnished by the issuer pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference herein.
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Jose, State of California, on October 29, 2001.
ADOBE SYSTEMS INCORPORATED | |||
By: |
/s/ MURRAY J. DEMO Murray J. Demo Senior Vice President and Chief Financial Officer |
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Murray J. Demo and Colleen M. Pouliot, and each or any one of them, his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed on October 29, 2001 by the following persons in the capacities indicated.
Signature |
Title |
|
---|---|---|
/s/ JOHN E. WARNOCK (John E. Warnock) |
Chairman of the Board | |
/s/ CHARLES M. GESCHKE (Charles M. Geschke) |
Chairman of the Board |
|
/s/ BRUCE R. CHIZEN (Bruce R. Chizen) |
President, Chief Executive Officer and Director (Principal Executive Officer) |
|
/s/ MURRAY J. DEMO (Murray J. Demo) |
Senior Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) |
|
(Carol Mills Baldwin) |
Director |
|
/s/ ROBERT SEDGEWICK (Robert Sedgewick) |
Director |
|
/s/ DELBERT W. YOCAM (Delbert W. Yocam) |
Director |
|
(Antonio M. Perez) |
Director |
|
|
Incorporated by Reference |
|
|||||||
---|---|---|---|---|---|---|---|---|---|---|
Exhibit Number |
Description |
Form |
Date of Report |
Exhibit No. |
Filed Herewith |
|||||
4.1 | The Registrant's Restated Certificate of Incorporation, as filed with the Secretary of State of the State of Delaware on June 22, 2001. | 10-Q | 5/30/97 | 3.1 | ||||||
4.2 |
Amended and Restated Bylaws of Registrant as currently in effect. |
8-K |
9/03/98 |
3.2 |
||||||
4.4 |
Agreement and Plan of Merger effective May 30, 1997 (by virtue of a reincorporation), by and between Adobe Systems Incorporated, a California corporation, and Adobe Systems (Delaware) Incorporated, a Delaware corporation. |
10-Q |
5/30/97 |
2.1 |
||||||
4.6 |
1999 Nonstatutory Stock Option Plan, as amended. |
X |
||||||||
4.7 |
Forms of Stock Option Agreement used in connection with the 1999 Nonstatutory Stock Option Plan. |
S-8 |
9/15/99 |
4.7 |
||||||
4.8 |
Fourth Amended and Restated Rights Agreement between the Registrant and Computershare Investor Services, LLC. |
8-K |
7/3/00 |
1 |
||||||
5 |
Opinion of Cheryl K. House, Esq., corporate securities counsel. |
X |
||||||||
23.1 |
Consent of KPMG LLP, Independent Auditors. |
X |
||||||||
23.2 |
Consent of Cheryl K. House, Esq., contained within Exhibit 5. |
X |