UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or Quarter Ended:
September 30, 2004
Check here if Amendment [ ]: Amendment Number: ______
This Amendment (Check only one.): [ ] a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dubuque Bank & Trust Company
Address: 1398 Central Avenue
Dubuque, Iowa 52001
Form 13F file number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Reporting Manager:
Name: Paul J. Peckosh
Title: Executive Vice President
Phone: 563-589-2000
Signature, Place, and Date of Signing:
/s/ Paul Peckosh
_______________________________
Dubuque, Iowa
November 2, 2004
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported of this
reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 155
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total: $155,597,694
List of Other Managers: NONE
Market SH/ Invest Other Voting Authority
Name Of Issuer Type Cusip Value Shares/PV PRN Disc Mgrs Sole Shared None
Agilent Technologies Inc Equity 00846U101 2,452,682 113,708 SH Sole 0 103,363 0 11,800
Agilent Technologies Inc Equity 00846U101 1,294 60 SH Defined 0 0 0 0
Agilent Technologies Inc Equity 00846U101 30,090 1,395 SH Other 0 0 0 0
Alliant Energy Corp Equity 018802108 328,963 13,222 SH Sole 0 15,064 0 0
Alliant Energy Corp Equity 018802108 45,829 1,842 SH Defined 0 0 0 0
Amcore Financial Inc Equity 023912108 319,871 11,271 SH Sole 0 11,271 0 0
American International Group Equity 026874107 4,189,000 61,612 SH Sole 0 55,957 0 6,065
American International Group Equity 026874107 4,419 65 SH Defined 0 0 0 0
American International Group Equity 026874107 23,457 345 SH Other 0 0 0 0
Amerisource Bergen Corp Equity 03073E105 3,304,078 61,517 SH Sole 0 56,087 0 6,200
Amerisource Bergen Corp Equity 03073E105 2,686 50 SH Defined 0 0 0 0
Amerisource Bergen Corp Equity 03073E105 38,671 720 SH Other 0 0 0 0
ASTA Funding Inc. Equity 046220109 2,250,248 138,990 SH Sole 0 121,670 0 19,000
ASTA Funding Inc. Equity 046220109 1,943 120 SH Defined 0 0 0 0
ASTA Funding Inc. Equity 046220109 25,256 1,560 SH Other 0 0 0 0
Bank Of America Corporation Equity 060505104 324,888 7,498 SH Sole 0 6,030 0 1,468
Baxter International Inc Equity 071813109 3,362,424 104,553 SH Sole 0 91,958 0 13,550
Baxter International Inc Equity 071813109 2,894 90 SH Defined 0 0 0 0
Baxter International Inc Equity 071813109 27,818 865 SH Other 0 0 0 0
Bethlehem Steel Corp Equity 087509105 900 300,000 SH Sole 0 300,000 0 0
Black Hills Corp Equity 092113109 2,445,196 88,020 SH Sole 0 78,650 0 10,650
Black Hills Corp Equity 092113109 1,389 50 SH Defined 0 0 0 0
Black Hills Corp Equity 092113109 34,169 1,230 SH Other 0 0 0 0
Brown Shoe Company Inc Equity 115736100 2,570,404 102,570 SH Sole 0 91,270 0 12,475
Brown Shoe Company Inc Equity 115736100 2,757 110 SH Defined 0 0 0 0
Brown Shoe Company Inc Equity 115736100 26,689 1,065 SH Other 0 0 0 0
Calpine Corporation Equity 131347106 1,174,442 404,980 SH Sole 0 381,390 0 31,470
Calpine Corporation Equity 131347106 1,131 390 SH Defined 0 0 0 0
Calpine Corporation Equity 131347106 21,721 7,490 SH Other 0 0 0 0
Cardinal Health Inc. Equity 14149Y108 3,612,776 82,540 SH Sole 0 78,855 0 4,725
Cardinal Health Inc. Equity 14149Y108 3,064 70 SH Defined 0 0 0 0
Cardinal Health Inc. Equity 14149Y108 42,457 970 SH Other 0 0 0 0
Caterpillar Inc. Equity 149123101 217,215 2,700 SH Sole 0 2,700 0 0
Chesapeake Energy Equity 165167107 3,836,401 242,350 SH Sole 0 219,845 0 24,825
Chesapeake Energy Equity 165167107 2,691 170 SH Defined 0 0 0 0
Chesapeake Energy Equity 165167107 34,035 2,150 SH Other 0 0 0 0
Chevrontexaco Corp Equity 166764100 277,319 5,170 SH Sole 0 3,840 0 1,330
Cimetrix Inc Equity 17185E100 171,000 300,000 SH Sole 0 300,000 0 0
Cisco Systems Inc. Equity 17275R102 289,166 15,976 SH Sole 0 11,015 0 5,926
Cisco Systems Inc. Equity 17275R102 17,467 965 SH Defined 0 0 0 0
Citigroup Inc Equity 172967101 381,241 8,641 SH Sole 0 5,466 0 3,175
Citrix Systems Inc Equity 177376100 2,803,813 160,035 SH Sole 0 149,085 0 13,300
Citrix Systems Inc Equity 177376100 2,628 150 SH Defined 0 0 0 0
Citrix Systems Inc Equity 177376100 38,544 2,200 SH Other 0 0 0 0
Cobiz, Inc. Equity 190897108 176,954 10,705 SH Sole 0 10,705 0 0
Coca Cola Co Equity 191216100 3,266,358 81,557 SH Sole 0 73,622 0 8,320
Coca Cola Co Equity 191216100 2,403 60 SH Defined 0 0 0 0
Coca Cola Co Equity 191216100 13,016 325 SH Other 0 0 0 0
J.C. Baldridge Lumber Equity 200499999 3,282,264 45,587 SH Other 0 45,587 0 0
Cooper Tire & Rubber Co Equity 216831107 2,047,053 101,490 SH Sole 0 89,590 0 12,250
Cooper Tire & Rubber Co Equity 216831107 7,060 350 SH Other 0 0 0 0
Coronado Industries, Inc Equity 219784105 1,152 16,000 SH Sole 0 16,000 0 0
Dean Foods Co New Equity 242370104 2,986,089 99,470 SH Sole 0 90,957 0 9,800
Dean Foods Co New Equity 242370104 1,201 40 SH Defined 0 0 0 0
Dean Foods Co New Equity 242370104 37,435 1,247 SH Other 0 0 0 0
Disney Equity 254687106 2,599,947 115,297 SH Sole 0 103,767 0 12,450
Disney Equity 254687106 2,706 120 SH Defined 0 0 0 0
Disney Equity 254687106 18,040 800 SH Other 0 0 0 0
Dupont, E.I. De Nemours & Equity 263534109 217,338 5,078 SH Sole 0 5,128 0 0
Dupont, E.I. De Nemours & Equity 263534109 2,140 50 SH Defined 0 0 0 0
Enterprise Bank Kenilworth Equity 29367T102 145,000 20,000 SH Sole 0 20,000 0 0
Express Scripts Inc Equity 302182100 1,769,081 27,075 SH Sole 0 23,965 0 3,210
Express Scripts Inc Equity 302182100 2,614 40 SH Defined 0 0 0 0
Express Scripts Inc Equity 302182100 3,920 60 SH Other 0 0 0 0
Exxon Mobil Corp Equity 30231G102 588,998 12,187 SH Sole 0 12,287 0 0
Exxon Mobil Corp Equity 30231G102 4,833 100 SH Defined 0 0 0 0
Freddie Mac Equity 313400301 3,589,831 55,025 SH Sole 0 49,340 0 6,450
Freddie Mac Equity 313400301 1,305 20 SH Defined 0 0 0 0
Freddie Mac Equity 313400301 48,604 745 SH Other 0 0 0 0
Fannie Mae Equity 313586109 2,846,977 44,905 SH Sole 0 39,630 0 5,645
Fannie Mae Equity 313586109 1,268 20 SH Defined 0 0 0 0
Fannie Mae Equity 313586109 22,190 350 SH Other 0 0 0 0
Fidelity National Finl Inc Equity 316326107 2,648,331 69,510 SH Sole 0 61,760 0 8,580
Fidelity National Finl Inc Equity 316326107 2,286 60 SH Defined 0 0 0 0
Fidelity National Finl Inc Equity 316326107 29,337 770 SH Other 0 0 0 0
General Electric Equity 369604103 1,297,632 38,643 SH Sole 0 35,514 0 5,640
General Electric Equity 369604103 84,319 2,511 SH Defined 0 0 0 0
Genus Inc Equity 372461103 1,828,838 831,290 SH Sole 0 742,590 0 102,000
Genus Inc Equity 372461103 2,530 1,150 SH Defined 0 0 0 0
Genus Inc Equity 372461103 26,730 12,150 SH Other 0 0 0 0
Hewlett-Packard Co Equity 428236103 2,480,569 132,297 SH Sole 0 113,269 0 20,985
Hewlett-Packard Co Equity 428236103 2,625 140 SH Defined 0 0 0 0
Hewlett-Packard Co Equity 428236103 34,069 1,817 SH Other 0 0 0 0
Home Depot Inc Equity 437076102 2,047,455 52,231 SH Sole 0 45,168 0 7,800
Home Depot Inc Equity 437076102 11,250 287 SH Defined 0 0 0 0
Home Depot Inc Equity 437076102 17,640 450 SH Other 0 0 0 0
IDT Corp - Cl B Equity 448947309 2,494,694 165,981 SH Sole 0 152,271 0 15,850
IDT Corp - Cl B Equity 448947309 2,405 160 SH Defined 0 0 0 0
IDT Corp - Cl B Equity 448947309 29,759 1,980 SH Other 0 0 0 0
Intel Corp Equity 458140100 313,177 15,612 SH Sole 0 10,646 0 5,266
Intel Corp Equity 458140100 6,018 300 SH Defined 0 0 0 0
IBM Equity 459200101 285,686 3,332 SH Sole 0 3,132 0 200
International Wayside Gold Equity 46056H108 12,000 100,000 SH Sole 0 100,000 0 0
JP Morgan Chase & Co Equity 46625H100 808,784 20,357 SH Sole 0 18,807 0 1,600
JP Morgan Chase & Co Equity 46625H100 1,987 50 SH Defined 0 0 0 0
Jakks Pacific Inc Equity 47012E106 2,333,511 101,457 SH Sole 0 90,347 0 12,440
Jakks Pacific Inc Equity 47012E106 3,450 150 SH Defined 0 0 0 0
Jakks Pacific Inc Equity 47012E106 27,140 1,180 SH Other 0 0 0 0
Johnson & Johnson Equity 478160104 2,303,503 40,893 SH Sole 0 39,371 0 2,050
Johnson & Johnson Equity 478160104 16,899 300 SH Defined 0 0 0 0
Johnson & Johnson Equity 478160104 12,843 228 SH Other 0 0 0 0
Kemet Corp Equity 488360108 1,545,271 191,010 SH Sole 0 177,785 0 16,200
Kemet Corp Equity 488360108 2,023 250 SH Defined 0 0 0 0
Kemet Corp Equity 488360108 22,045 2,725 SH Other 0 0 0 0
Kimberly-Clark Corp Equity 494368103 3,368,627 52,154 SH Sole 0 46,279 0 6,145
Kimberly-Clark Corp Equity 494368103 6,136 95 SH Defined 0 0 0 0
Kimberly-Clark Corp Equity 494368103 11,303 175 SH Other 0 0 0 0
Kinder Morgan Inc. Equity 49455P101 1,528,097 24,325 SH Sole 0 19,635 0 4,930
Kinder Morgan Inc. Equity 49455P101 15,077 240 SH Other 0 0 0 0
LTV Corporation Equity 501921100 1,200 2,000,000 SH Sole 0 2,000,000 0 0
Lifetime Hoan Corp Equity 531926103 1,621,249 109,175 SH Sole 0 92,475 0 17,900
Lifetime Hoan Corp Equity 531926103 17,820 1,200 SH Other 0 0 0 0
Lilly, Eli & CO Equity 532457108 204,170 3,400 SH Sole 0 3,225 0 175
MDU Resources Group Inc Equity 552690109 3,706,869 140,785 SH Sole 0 128,860 0 13,675
MDU Resources Group Inc Equity 552690109 3,423 130 SH Defined 0 0 0 0
MDU Resources Group Inc Equity 552690109 42,655 1,620 SH Other 0 0 0 0
Masco Corp Equity 574599106 3,454,381 100,040 SH Sole 0 89,740 0 11,400
Masco Corp Equity 574599106 3,453 100 SH Defined 0 0 0 0
Masco Corp Equity 574599106 34,530 1,000 SH Other 0 0 0 0
McKesson Corp Equity 58155Q103 2,404,790 93,754 SH Sole 0 84,974 0 10,340
McKesson Corp Equity 58155Q103 15,390 600 SH Defined 0 0 0 0
McKesson Corp Equity 58155Q103 24,624 960 SH Other 0 0 0 0
Merck & Co. Equity 589331107 2,630,199 79,703 SH Sole 0 74,008 0 6,300
Merck & Co. Equity 589331107 19,965 605 SH Other 0 0 0 0
Microsoft Corporation Equity 594918104 235,025 8,500 SH Sole 0 4,300 0 4,500
Microsoft Corporation Equity 594918104 2,765 100 SH Defined 0 0 0 0
Microsoft Corporation Equity 594918104 5,530 200 SH Other 0 0 0 0
Motorola Inc. Equity 620076109 2,813,789 155,975 SH Sole 0 138,100 0 19,000
Motorola Inc. Equity 620076109 2,706 150 SH Defined 0 0 0 0
Motorola Inc. Equity 620076109 17,589 975 SH Other 0 0 0 0
Mylan Laboratories Equity 628530107 1,954,440 108,580 SH Sole 0 100,195 0 9,525
Mylan Laboratories Equity 628530107 1,260 70 SH Defined 0 0 0 0
Mylan Laboratories Equity 628530107 19,260 1,070 SH Other 0 0 0 0
NCO Group Inc Equity 628858102 2,298,161 85,275 SH Sole 0 74,470 0 12,100
NCO Group Inc Equity 628858102 3,234 120 SH Defined 0 0 0 0
NCO Group Inc Equity 628858102 31,666 1,175 SH Other 0 0 0 0
Northern Trust Corporation Equity 665859104 2,296,224 56,280 SH Sole 0 50,430 0 6,300
Northern Trust Corporation Equity 665859104 2,856 70 SH Defined 0 0 0 0
Northern Trust Corporation Equity 665859104 15,504 380 SH Other 0 0 0 0
Oshkosh B'Gosh A Equity 6882222070 317,140 15,700 SH Sole 0 15,700 0 0
Pall Corp Equity 696429307 3,652,783 149,215 SH Sole 0 134,135 0 16,550
Pall Corp Equity 696429307 2,938 120 SH Defined 0 0 0 0
Pall Corp Equity 696429307 33,048 1,350 SH Other 0 0 0 0
Parlex Corp Equity 701630105 2,632,682 492,090 SH Sole 0 453,320 0 45,450
Parlex Corp Equity 701630105 2,568 480 SH Defined 0 0 0 0
Parlex Corp Equity 701630105 33,170 6,200 SH Other 0 0 0 0
Pepsico Incorporated Equity 713448108 271,954 5,590 SH Sole 0 5,190 0 500
Pepsico Incorporated Equity 713448108 4,865 100 SH Other 0 0 0 0
Pfizer Inc Equity 717081103 1,040,645 34,008 SH Sole 0 28,609 0 5,565
Pfizer Inc Equity 717081103 5,080 166 SH Defined 0 0 0 0
Procter & Gamble Equity 742718109 257,719 4,762 SH Sole 0 3,890 0 900
Procter & Gamble Equity 742718109 1,515 28 SH Defined 0 0 0 0
Reliance Bancshares, Inc. Equity 759450109 300,000 30,000 SH Sole 0 0 0 30,000
Remec Inc Equity 759543101 270,637 57,460 SH Sole 0 57,305 0 1,050
Remec Inc Equity 759543101 1,036 220 SH Defined 0 0 0 0
Remec Inc Equity 759543101 3,179 675 SH Other 0 0 0 0
SBC Communications Inc Equity 78387G103 197,817 7,623 SH Sole 0 8,674 0 0
SBC Communications Inc Equity 78387G103 27,273 1,051 SH Defined 0 0 0 0
St Jude Res Ltd - Class A Equity 79085J100 36,250 25,000 SH Sole 0 25,000 0 0
Silicon Val Bancshares Equity 827064106 2,424,785 65,235 SH Sole 0 55,495 0 10,200
Silicon Val Bancshares Equity 827064106 2,230 60 SH Defined 0 0 0 0
Silicon Val Bancshares Equity 827064106 14,868 400 SH Other 0 0 0 0
Sonic Automotive Inc Equity 83545G102 2,230,362 111,240 SH Sole 0 98,040 0 14,100
Sonic Automotive Inc Equity 83545G102 2,807 140 SH Defined 0 0 0 0
Sonic Automotive Inc Equity 83545G102 15,238 760 SH Other 0 0 0 0
Stellent Inc Equity 85856W105 1,609,709 208,782 SH Sole 0 185,120 0 26,837
Stellent Inc Equity 85856W105 1,311 170 SH Defined 0 0 0 0
Stellent Inc Equity 85856W105 23,169 3,005 SH Other 0 0 0 0
Superconductor Technologies Equity 867931107 307,930 282,505 SH Sole 0 247,735 0 35,700
Superconductor Technologies Equity 867931107 1,014 930 SH Other 0 0 0 0
Swift Transportation Co Inc Equity 870756103 3,158,796 187,800 SH Sole 0 167,945 0 22,000
Swift Transportation Co Inc Equity 870756103 2,859 170 SH Defined 0 0 0 0
Swift Transportation Co Inc Equity 870756103 33,220 1,975 SH Other 0 0 0 0
Synopsys Inc Equity 871607107 1,488,548 94,451 SH Sole 0 84,501 0 11,200
Synopsys Inc Equity 871607107 1,576 100 SH Defined 0 0 0 0
Synopsys Inc Equity 871607107 18,124 1,150 SH Other 0 0 0 0
Toro Co Equity 891092108 1,894,437 27,737 SH Sole 0 20,912 0 6,900
Toro Co Equity 891092108 5,123 75 SH Other 0 0 0 0
US Bancorp New Equity 902973304 3,266,365 113,023 SH Sole 0 102,225 0 11,786
US Bancorp New Equity 902973304 6,069 210 SH Defined 0 0 0 0
US Bancorp New Equity 902973304 22,484 778 SH Other 0 0 0 0
Vishay Intertechnology Inc Equity 928298108 1,702,155 131,950 SH Sole 0 119,275 0 14,500
Vishay Intertechnology Inc Equity 928298108 2,064 160 SH Defined 0 0 0 0
Vishay Intertechnology Inc Equity 928298108 21,479 1,665 SH Other 0 0 0 0
Walmart Equity 931142103 575,943 10,826 SH Sole 0 8,050 0 2,776
Trelay Farms, Inc. Equity 999993141 206,715 509 SH Other 0 509 0 0
Novel Denim Holdings LTD Equity G6674P109 370,178 352,550 SH Sole 0 313,150 0 42,600
Novel Denim Holdings LTD Equity G6674P109 3,360 3,200 SH Other 0 0 0 0
Transocean Sedco Forex Inc Equity G90078109 4,437,793 124,030 SH Sole 0 108,880 0 16,650
Transocean Sedco Forex Inc Equity G90078109 4,294 120 SH Defined 0 0 0 0
Transocean Sedco Forex Inc Equity G90078109 49,376 1,380 SH Other 0 0 0 0
MP052005 LLC Equity LL1000000 39,220 39,220 SH Sole 0 39,220 0 0
State Avenue Investments VI Equity LL1001008 237,000 237,000 SH Sole 0 0 0 237,000
State Investments VI LLC Equity LL1002006 55,500 55,500 SH Sole 0 0 0 55,500
MP052005 LLC Equity LL1003004 146,427 146,427 SH Sole 0 0 0 146,427
MP052005 LLC Equity LL1005009 194,889 194,889 SH Sole 0 0 0 194,889
Schnepf 40, LLC Equity LL1007005 70,000 70,000 SH Sole 0 0 0 70,000
MP092004 LLC Serviced By: Equity LL1008003 222,000 222,000 SH Sole 0 0 0 222,000
MP092004 LLC Serviced By: Equity LL1010009 248,176 248,176 SH Sole 0 248,176 0 0
MP052005 LLC Serviced By: Equity LL1011007 186,474 186,474 SH Sole 0 186,474 0 0
MP052005 LLC Serviced By: Equity LL1012005 365,000 365,000 SH Sole 0 365,000 0 0
MP092004 LLC Serviced By: Equity LL1013003 11,019 11,019 SH Sole 0 11,019 0 0
MP052005 LLC Serviced By: Equity LL1015008 71,122 71,122 SH Sole 0 71,122 0 0
Vista Ray First Mortgage LLC Equity LL1017004 187,081 187,081 SH Sole 0 187,081 0 0
Dobson & Queen Creek First Equity LL1022004 75,000 75,000 SH Sole 0 75,000 0 0
Dobson & Queen Creek First Equity LL1025007 13,000 13,000 SH Sole 0 0 0 13,000
Val Vista & Enid LLC Equity LL1030007 20,081 16,875 SH Sole 0 0 0 16,875
Val Vista & Enid LLC Equity LL1031005 20,081 16,875 SH Sole 0 16,875 0 0
Val Vista & Enid LLC Equity LL1032003 40,163 33,750 SH Sole 0 33,750 0 0
Horseshoe Butte LLC 5.5556% Equity LL1035006 100,750 100,750 SH Sole 0 100,750 0 0
MP052005 LLC Equity LL1038000 291,033 291,033 SH Sole 0 0 0 291,033
Horseshoe Butte LLC Serviced Equity LL1044008 11,992 11,992 SH Sole 0 11,992 0 0
Apache Broadway 1st Mtg LLC Equity LL1047001 75,000 75,000 SH Sole 0 75,000 0 0
Lancelot Tropical LLC Equity LL1048000 100,000 100,000 SH Sole 0 100,000 0 0
MP092004 LLC Equity LL1048009 95,414 95,414 SH Sole 0 0 0 95,414
Vista Ray First Mortgage LLC Equity LL1052004 24,371 24,371 SH Sole 0 0 0 24,371
Good Shepherd LLC Equity LL1053000 28,000 28,000 SH Sole 0 28,000 0 0
Phoenix Trust Deed Partners Equity LL1054000 55,000 55,000 SH Sole 0 0 0 55,000
Dobson & Queen Creek 1st Mor Equity LL1056000 20,000 20,000 SH Sole 0 0 0 20,000
INCA Capital Fund 19 LLC Equity LL1057000 25,000 25,000 SH Sole 0 25,000 0 0
Williams Field Holdings LLC Equity LL1058000 90,264 90,264 SH Sole 0 0 0 90,264
SMS III Equity LL1061000 12,500 12,500 SH Sole 0 12,500 0 0
MP052005 LLC Serviced by: Equity LL1063000 59,000 59,000 SH Sole 0 0 0 59,000
MP052005 LLC Serviced by: Equity LL1065000 31,167 31,167 SH Sole 0 0 0 31,167
MP052005 LLC Serviced by: Equity LL1068000 67,000 67,000 SH Sole 0 0 0 67,000
MP052005 LLC Serviced by Equity LL1075000 25,000 25,000 SH Sole 0 25,000 0 0
The P.M. Murphy Group #2 LLC Equity LL1080000 14,118 14,118 SH Sole 0 0 0 14,118
MP052005 LLC Serviced by: Equity LL1084000 350,000 350,000 SH Sole 0 0 0 350,000
MP032004 LLC Serviced by: Equity LL1085000 351,571 351,571 SH Sole 0 0 0 351,571
MP092004 LLC Serviced by: Equity LL1087000 378,000 378,000 SH Sole 0 0 0 378,000
Phoenix Trust Deed Partners Equity LL1091000 150,000 150,000 SH Sole 0 0 0 150,000
MP122009 LLC Equity LL1092000 56,362 56,362 SH Sole 0 0 0 56,362
Williams Field Holdings LLC Equity LL1093000 25,000 25,000 SH Sole 0 0 0 25,000
Canyon Floor Partners LLC Equity LL1094000 100,000 100,000 SH Sole 0 100,000 0 0
Germann & Lindsay First Equity LL1095000 30,000 30,000 SH Sole 0 0 0 30,000
Laughing Waters LLP Equity LL1097000 71,324 71,324 SH Sole 0 0 0 71,324
Rollover Assets LLC Equity LL1098000 1,004,494 1,004,494 SH Sole 0 0 0 1,004,494
Mortgages Equities VII LLC Equity LL1099000 43,570 43,570 SH Sole 0 0 0 43,570
Mortgages Equities VII LLC Equity LL1100000 43,570 43,570 SH Sole 0 0 0 43,570
PPM Investment Group LLC Equity LL1104000 150,000 150,000 SH Sole 0 0 0 150,000
Arizona Management Bakery Equity LL1105000 75,000 75,000 SH Sole 0 75,000 0 0
Summer Rain LLC Equity LL1109000 50,000 50,000 SH Sole 0 0 0 50,000
Summer Rain LLC Equity LL1110000 100,000 100,000 SH Sole 0 100,000 0 0
Summer Rain LLC Equity LL1111000 24,000 24,000 SH Sole 0 24,000 0 0
MP122009 LLC Equity LL1112000 100,000 100,000 SH Sole 0 0 0 100,000
MP122009 LLC Equity LL1114000 72,695 72,695 SH Sole 0 0 0 72,695
MP122009 LLC Equity LL1115000 121,528 121,528 SH Sole 0 121,528 0 0
MP122009 LLC Equity LL1116000 138,730 138,730 SH Sole 0 0 0 138,730
Neso LLC Equity LL1118000 66,799 66,799 SH Sole 0 0 0 66,799
Pinnacle Cemeteries Equity LL1119000 100,000 100,000 SH Sole 0 0 0 100,000
MP122009 Equity LL1121000 576,924 576,924 SH Sole 0 576,924 0 0
MP062003 Equity LL1122000 39,409 39,409 SH Sole 0 39,409 0 0
MP052005 Equity LL1123000 500,413 500,413 SH Sole 0 500,413 0 0
MP032004 Equity LL1124000 263,518 263,518 SH Sole 0 263,518 0 0
MP122009 Equity LL1125000 528,273 528,273 SH Sole 0 528,273 0 0
MP062003 Equity LL1126000 34,844 34,844 SH Sole 0 34,844 0 0
MP052005 Equity LL1127000 654,616 654,616 SH Sole 0 654,616 0 0
MP122009 LLC Equity LL1128000 75,000 75,000 SH Sole 0 0 0 75,000
MP122009 LLC Equity LL1129000 71,403 71,403 SH Sole 0 0 0 71,403
State Avenue Group LLC Equity LL1130000 10,000 10,000 SH Sole 0 0 0 10,000
The Egg Factory LLC Equity LL1131000 50,424 50,424 SH Sole 0 0 0 50,424
Therapy Specialities of Equity LL1132000 25,000 25,000 SH Sole 0 25,000 0 0
Russell Ranch VI LLC Equity LL1134000 100,000 100,000 SH Sole 0 100,000 0 0
Russell Ranch LLC Equity LL1135000 100,000 100,000 SH Sole 0 100,000 0 0
Russell Ranch VI LLC Equity LL1136000 25,000 25,000 SH Sole 0 25,000 0 0
Russell Ranch VI LLC Equity LL1137000 25,000 25,000 SH Sole 0 0 0 25,000
Bond Ranch at Del Rio Equity LL1139000 138,539 138,539 SH Sole 0 0 0 138,539
Sahalee Development Group Equity LL1140000 170,750 170,750 SH Sole 0 0 0 170,750
Sammamish Development Group Equity LL1141000 59,000 59,000 SH Sole 0 0 0 59,000
Canyon Floor Partners LLC Equity LL1142000 100,000 100,000 SH Sole 0 100,000 0 0
Caminoloma Alta First Equity LL1145003 85,000 85,000 SH Sole 0 0 0 85,000
Florence Blvd & I-10 Equity LL1148007 50,173 38,300 SH Sole 0 0 0 38,300
Axiom Investments LLC Equity LL1149005 25,050 15,000 SH Sole 0 15,000 0 0
JWM-Greenway Marketplace LLC Equity LL1154005 28,000 28,000 SH Sole 0 28,000 0 0
Broadway & Watson First Equity LL1155002 150,000 150,000 SH Sole 0 0 0 150,000
MP122009 LLC Equity LL1156000 293,986 293,986 SH Sole 0 0 0 293,986
Santana Ridge Land, LLC Equity LL1157008 70,000 70,000 SH Sole 0 0 0 70,000
Commercial Vistoso LLC Equity LL1158006 186,900 186,900 SH Sole 0 186,900 0 0
Camino Loma Alta First Equity LL1159004 25,000 25,000 SH Sole 0 0 0 25,000
Russell Ranch LLC Equity LL1160002 274,120 274,120 SH Sole 0 274,120 0 0
INCA Capital Fund 30, LLC Equity LL1161000 50,000 50,000 SH Sole 0 50,000 0 0
Feod, LLC Equity LL1162008 50,000 50,000 SH Sole 0 0 0 50,000
Broadway and Watson First Equity LL1163006 75,000 75,000 SH Sole 0 75,000 0 0
WKMAC, LLC Equity LL1164004 225,000 225,000 SH Sole 0 225,000 0 0
Crystal Broadway First Equity LL1165001 150,000 150,000 SH Sole 0 150,000 0 0
Broadway and Watson First Equity LL1166009 50,000 50,000 SH Sole 0 0 0 50,000
Broadway and Watson First Equity LL1167007 100,000 100,000 SH Sole 0 0 0 100,000
Inca Capital Fund 31, LLC Equity LL1168005 50,000 50,000 SH Sole 0 50,000 0 0
Valencia and Ajo First Equity LL1169003 59,000 59,000 SH Sole 0 0 0 59,000
Crystal Broadway First Equity LL1170001 50,000 50,000 SH Sole 0 50,000 0 0
Crystal Broadway First Equity LL1171009 15,000 15,000 SH Sole 0 15,000 0 0
Apache Montana First Equity LL1172007 15,000 15,000 SH Sole 0 15,000 0 0
Broadway & Watson First Equity LL1173005 20,000 20,000 SH Sole 0 20,000 0 0
Olympian Investments LLC Equity LL1174003 40,000 40,000 SH Sole 0 40,000 0 0
The PM Murphy Group #3 LLC Equity LL1175000 23,000 23,000 SH Sole 0 0 0 23,000
Jamaca Me Tan - Arizona 2, Equity LL1176008 456,000 456,000 SH Sole 0 0 0 456,000
The PM Murphy Group #2 LLC Equity LL1177006 28,235 28,235 SH Sole 0 0 0 28,235
The PM Murphy Group Equity LL1178004 30,000 30,000 SH Sole 0 0 0 30,000
Ellsworth and Ryan First Equity LL1179002 20,000 20,000 SH Sole 0 20,000 0 0
Sprint At Spectrum Equity LL1181008 75,000 75,000 SH Sole 0 0 0 75,000
La Casa Mesa First Mortgage, Equity LL1183004 0 50,000 SH Sole 0 0 0 50,000
MP122009, LLC Equity LL1184002 0 50,000 SH Sole 0 50,000 0 0
Lancelot Villas, LLC Equity LL1185009 0 40,000 SH Sole 0 40,000 0 0
Arizona Belize Partners, LLC Equity LL1186007 0 75,000 SH Sole 0 0 0 75,000
Siuslaw Gila Investors, LLC Equity LL1187005 0 100,000 SH Sole 0 100,000 0 0
Phoenix Trust Deed Partners Equity LL1188003 0 30,000 SH Sole 0 0 0 30,000
Phoenix Trust Deed Partners Equity LL1189001 0 75,000 SH Sole 0 0 0 75,000
La Casa Mesa First Mortgage Equity LL1191007 0 19,000 SH Sole 0 0 0 19,000
CG 20, LLC Equity LL1192000 132,000 132,000 SH Sole 0 0 0 132,000
Carefree Highway - 7th Ave Equity LP1469000 28,576 28,576 SH Sole 0 0 0 28,576
Tucson/Ryan Field Joint Equity LP1470006 43,440 43,440 SH Sole 0 0 0 43,440
Portiva Corporation Common Equity SU1129000 10,800 10,800 SH Sole 0 10,800 0 0
Business Seminars of Equity SU1516000 500,000 500,000 SH Sole 0 500,000 0 0
Vayala Corporation Equity SU1557000 50,000 50,000 SH Sole 0 0 0 50,000
Arizona Bank & Trust Stock Equity SU1572001 100,000 10,000 SH Sole 0 10,000 0 0
MP122009 LLC Equity TL1002000 269,000 269,000 SH Sole 0 0 0 269,000
Russell Ranch VI LLC Equity TL1003000 25,000 25,000 SH Sole 0 0 0 25,000
Prestwick Enterprises LLC Equity TL1006000 125,000 125,000 SH Sole 0 125,000 0 0
Platinum Exploration LLC Equity TL1007000 90,000 90,000 SH Sole 0 0 0 90,000