Transaction
Valuation(*)
|
Amount
of Filing Fee
|
|
$256,980,309
|
$10,100
|
(*)
|
Calculated
solely for purpose of determining the amount of the filing fee and based
upon a purchase of $253,460,031 principal amount of 5% Senior Unsecured
Convertible Notes due 2010 plus accrued and unpaid interest up to, but not
including, the date of payment for the Notes accepted for
payment. The amount of the filing fee, $39.30 for each
$1,000,000 of value, was calculated in accordance with Rule 0-11 of the
Securities Exchange Act of 1934, as
amended.
|
x
|
Check
the box if any part of the fee is offset as provided by Rule 0-11(a)(2)
and identify the filing with which the offsetting fee was previously
paid. Identify the previous filing by registration statement
number, or the Form or Schedule and the date of its
filing.
|
Amount
Previously Paid:
|
$10,100
|
Filing
Party:
|
Vonage
Holdings Corp.
|
|||
Form or
Registration No.:
|
Schedule
TO
|
Date
Filed:
|
July
30, 2008
|
o
|
Check
the box if the filing relates solely to preliminary communications made
before the commencement of a tender
offer.
|
o
|
third
party tender offer subject to Rule 14d-1
|
o
|
going-private
transaction subject to Rule 13e-3
|
x
|
issuer
tender offer subject to Rule 13e-4
|
o
|
amendment
to Schedule 13D under Rule 13d-2
|
1
|
Applicable
only to 5% Senior Unsecured Convertible Notes due 2010 that are
represented by Rule 144A global securities, and not to any such notes that
are represented by certificated
securities.
|
Item
12.
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Exhibits.
|
(a)(5)(v)
|
Press
Release announcing Extension of Offer, dated October 16,
2008.
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VONAGE HOLDINGS CORP. | ||||
|
By: | /s/ John S. Rego | ||
Name: | John S. Rego | |||
Title: | Executive Vice President, Chief | |||
Financial Officer and Treasurer |
Exhibit
|
|
No.
|
Description
|
(a)(1)(i)
|
Offer
to Purchase, dated July 30, 2008.*
|
(a)(1)(ii)
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Form of
Letter of Transmittal.*
|
(a)(1)(iii)
|
Form of
Notice of Guaranteed Delivery.*
|
(a)(1)(iv)
|
Letter
to Brokers, Dealers, Commercial Banks, Trust Companies and Other
Nominees.*
|
(a)(1)(v)
|
Letter
to Clients.*
|
(a)(1)(vi)
|
Guidelines
for Certification of Taxpayer Identification Number on Substitute
Form W-9.*
|
(a)(1)(vii)
|
Letter
to holders of Notes from Vonage Holdings Corp., dated August 19,
2008.*
|
(a)(2)
|
Not
Applicable.
|
(a)(3)
|
Not
Applicable.
|
(a)(4)
|
Not
Applicable.
|
(a)(5)(i)
|
Press
Release announcing Commencement of Offer, dated July 30,
2008.*
|
(a)(5)(ii)
|
Press
Release announcing Extension of Offer, dated August 27,
2008.*
|
(a)(5)(iii)
|
Press
Release announcing Extension of Offer, dated September 16,
2008.*
|
(a)(5)(iv)
|
Press
Release announcing Extension of Offer, dated September 30,
2008.*
|
(a)(5)(v)
|
Press
Release announcing Extension of Offer, dated October 16,
2008.
|
(b)
|
None.
|
(d)(1)
|
Registration
Rights Agreement, dated December 16, 2005, among Vonage Holdings
Corp. and the signatories thereto (previously filed as Exhibit 10.14
to the Company’s Form S-1 (No. 333-131659) filed April 7,
2006 and incorporated herein by reference).*
|
(d)(2)
|
Form of
Senior Unsecured Convertible Note issued pursuant to the Securities
Purchase Agreement (incorporated by reference as Exhibit 4.2 to
Amendment No. 1 to the Company’s Form S-1 filed April 7,
2006).*
|
(d)(3)
|
Stock
Purchase Warrant To Purchase Common Stock of Vonage Holdings Corp.
(incorporated by reference as Exhibit 4.3 to Amendment No. 4 to
Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No.
333-131659) filed on April 28, 2006).*
|
(d)(4)
|
Stock
Purchase Warrant To Purchase Shares of Series A-2 Convertible Preferred
Stock, par value $.001 per share of Vonage Holdings Corp. (incorporated by
reference as Exhibit 4.4 to Amendment No. 4 to Vonage Holdings
Corp.’s Registration Statement on Form S-1
(File No. 333-131659) filed on April 28,
2006).*
|
(d)(5)
|
2001
Stock Incentive Plan of Vonage Holdings Corp. (incorporated by reference
as Exhibit 10.1 to Amendment No. 1 to Vonage Holdings Corp.’s
Registration Statement on Form S-1 (File No. 333-131659)
filed on April 7, 2006).*
|
(d)(6)
|
Form of
Incentive Stock Option Agreement under the 2001 Stock Incentive Plan
(incorporated by reference as Exhibit 10.2 to Amendment No. 1 to
Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No.
333-131659) filed on April 7, 2006).*
|
(d)(7)
|
Form of
Nonqualified Stock Option Agreement for Employees under the 2001 Stock
Incentive Plan (incorporated by reference as Exhibit 10.3 to
Amendment No. 1 to Vonage Holdings Corp.’s Registration Statement on
Form S-1 (File No. 333-131659) filed on April 7,
2006).*
|
(d)(8)
|
Form of
Nonqualified Stock Option Agreement for Outside Directors under the 2001
Stock Incentive Plan (incorporated by reference as Exhibit 10.4 to
Amendment No. 1 to Vonage Holdings Corp.’s Registration Statement on
Form S-1 (File No. 333-131659) filed on April 7,
2006).*
|
(d)(9)
|
2006
Incentive Plan (incorporated by reference as Exhibit 10.20 to
Amendment No. 4 to Vonage Holdings Corp.’s Registration Statement on
Form S-1 (File No. 333-131659) filed on April 28,
2006).*
|
(d)(10)
|
Form of
Restricted Stock Unit Agreement under the Vonage Holdings Corp. 2006
Incentive Plan (incorporated by reference as Exhibit 10.27 to Vonage
Holding Corp.’s Annual Report on Form 10-K (File No. 001-32887) filed
on April 17, 2007).*
|
(d)(11)
|
Form of
Nonqualified Stock Option Agreement under the Vonage Holdings Corp. 2006
Incentive Plan (incorporated by reference as Exhibit 10.28 to Vonage
Holding Corp.’s Annual Report on Form 10-K (File No. 001-32887) filed
on April 17, 2007).*
|
(d)(12)
|
Form of
Restricted Stock Agreement under the Vonage Holdings Corp. 2006 Incentive
Plan (incorporated by reference as Exhibit 10.29 to Vonage Holding
Corp.’s Annual Report on Form 10-K (File No. 001-32887) filed on
April 17, 2007).*
|
(d)(13)
|
Form of
Restricted Stock Agreement under the Vonage Holdings Corp. 2006 Incentive
Plan for Non-Employee Directors (incorporated by reference as
Exhibit 10.30 to Vonage Holding Corp.’s Annual Report on
Form 10-K (File No. 001-32887) filed on April 17,
2007).*
|
(d)(14)
|
Form of
Nonqualified Stock Option Agreement under the Vonage Holdings Corp. 2006
Incentive Plan for Non-Employee Directors (incorporated by reference as
Exhibit 10.31 to Vonage Holding Corp.’s Annual Report on
Form 10-K (File No. 001-32887) filed on April 17,
2007).*
|
(d)(15)
|
Non-Executive
Director Compensation Program effective July 1, 2008 (incorporated by
reference as Exhibit 10.3 to Vonage Holding Corp.’s Quarterly Report
on Form 10-Q (File No. 001-32887) filed on May 12,
2007).*
|
(d)(16)
|
Third
Amended and Restated Investors’ Rights Agreement, as amended, dated
April 27, 2005, among Vonage Holdings Corp. and the signatories
thereto (incorporated by reference to Amendment No. 4 to Vonage Holdings
Corp.’s Registration Statement on Form S-1
(File No. 333-131659) filed on April 28,
2006).*
|
(d)(17)
|
Written
Consent of Vonage Holdings Corp. and Certain Stockholders to the amendment
to the Third Amended and Restated Investors’ Rights Agreement dated
April 27, 2005, as amended, dated November 13, 2006
(incorporated by reference to Vonage Holding Corp.’s Current Report on
Form 8-K (File No. 001-32887) filed on November 14,
2006).*
|
(d)(18)
|
Employment
Agreement dated as of July 29, 2008 by and between Vonage Holdings Corp.
and Marc P. Lefar (incorporated by reference as Exhibit 10.1 to
Vonage Holding Corp.’s Current Report on Form 8-K filed on
August 4, 2008).*
|
(d)(19)
|
Form of
Nonqualified Stock Option Agreement for Marc P. Lefar under the Vonage
Holdings Corp. 2006 Incentive Plan (incorporated by reference as
Exhibit 10.3 to Vonage Holding Corp.’s Current Report on
Form 8-K filed on August 4, 2008).*
|
(d)(20)
|
Separation
Agreement and General Release dated as of July 29, 2008 by and between
Vonage Holdings Corp. and Jeffrey A. Citron (incorporated by reference as
Exhibit 10.4 to Vonage Holding Corp.’s Current Report on
Form 8-K filed on August 4, 2008).*
|
(d)(21)
|
Consulting
Agreement dated as of July 29, 2008 by and between Vonage Holdings Corp.
and KEC Holdings LLC (incorporated by reference as Exhibit 10.5 to
Vonage Holding Corp.’s Current Report on Form 8-K filed on
August 4, 2008).*
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(d)(22)
|
Form of
Nonqualified Stock Option Agreement for Jeffrey A. Citron under the Vonage
Holdings Corp. 2006 Incentive Plan (incorporated by reference as
Exhibit 10.6 to Vonage Holding Corp.’s Current Report on
Form 8-K filed on August 4, 2008).*
|
(d)(23)
|
Form of
Voting Agreement, dated as of August 19, 2008 between Vonage Holdings
Corp. and certain Stockholders.*
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(g)
|
None.
|
(h)
|
None.
|
*
|
Previously
Filed.
|