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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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MARCH 2, 2004
(Date of Report (Date of Earliest Event Reported))
MUNICIPAL MORTGAGE & EQUITY, LLC
(Exact Name of Registrant as Specified in Its Charter)
DELAWARE 011-11981 52-1449733
(State or Other Jurisdiction (Commission (IRS Employer
of Incorporation) File Number) Identification Number)
621 EAST PRATT STREET, SUITE 300 21202
BALTIMORE, MARYLAND (Zip Code)
(Address of Principal Executive Offices)
(443) 263-2900
(Registrant's Telephone Number, Including Area Code)
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ITEM 5. OTHER EVENTS.
On March 2, 2004, Municipal Mortgage & Equity, LLC (the "Registrant")
announced the pricing of an underwritten offering of 1,950,000 common shares and
that the Registrant had granted the underwriters an overallotment option of up
to 195,000 additional shares (the "Offering"). Reference is made to the press
release, dated March 2, 2004, annexed hereto as Exhibit 99.1, for further
information regarding the Offering.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits.
Exhibit No. Description of Document
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1.1 Purchase Agreement, dated March 2, 2004, among the Registrant and
the several Underwriters named therein
5.1 Opinion of Clifford Chance US LLP as to legality of common shares
to be issued pursuant to the Purchase Agreement
8.1 Opinion of Clifford Chance US LLP as to certain tax matters
contained in the Prospectus Supplement of the Registrant dated
March 2, 2004
23.1 Consent of Clifford Chance US LLP (contained in the opinion filed
as Exhibit 5.1)
23.2 Consent of Clifford Chance US LLP (contained in the opinion filed
as Exhibit 8.1)
99.1 Press release, dated March 2, 2004, announcing the pricing of the
Offering
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this Report to be signed on its behalf by the
undersigned, thereunto duly authorized.
MUNICIPAL MORTGAGE & EQUITY, LLC
Date: March 2, 2004 By: /s/William S. Harrison
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William S. Harrison
Executive Vice President and Chief Financial
Officer
EXHIBIT INDEX
Exhibit No. Description of Document
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1.1 Purchase Agreement, dated March 2, 2004, among the Registrant
and the several Underwriters named therein
5.1 Opinion of Clifford Chance US LLP as to legality of common
shares to be issued pursuant to the Purchase Agreement
8.1 Opinion of Clifford Chance US LLP as to certain tax matters
contained in the Prospectus Supplement of the Registrant dated
March 2, 2004
23.1 Consent of Clifford Chance US LLP (contained in the opinion
filed as Exhibit 5.1)
23.2 Consent of Clifford Chance US LLP (contained in the opinion
filed as Exhibit 8.1)
99.1 Press release, dated March 2, 2004, announcing the pricing of
the Offering