þ | ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
o | TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
Colorado (State or other jurisdiction of incorporation or organization) |
90-0224471 (IRS Employer Identification No.) |
|
11545 W. Bernardo Court, Suite 301 San Diego, California (Address of principal executive offices) |
92127 (Zip Code) |
Large accelerated filer o | Accelerated filer o | Non-accelerated filer o (Do not check if a smaller reporting company) |
Smaller reporting company þ |
LifeVantage Corporation. a Colorado corporation |
||||||
By: | /s/ David W. Brown
|
|||||
David W. Brown | ||||||
Its: Chief Executive Officer | ||||||
Date: October 28, 2009 |
Signature | Date | Title | ||
/s/ David W. Brown
|
October 28, 2009 | Chief Executive Officer; Director (Principal Executive Officer) |
||
/s/ Carrie E. Carlander
|
October 28, 2009 | Chief Financial Officer (Principal Financial Officer) |
||
*
|
October 28, 2009 | Chairman of the Board and Chairman of the Audit Committee |
||
*
|
October 28, 2009 | Director | ||
*
|
October 28, 2009 | Director | ||
*
|
October 28, 2009 | Director | ||
*
|
October 28, 2009 | Director |
*By: | /s/ David W. Brown
|
||||
David W. Brown, Attorney-in-fact |
56
Exhibit | ||
Number | Title | |
2.1
|
Agreement and Plan of Reorganization between Lifeline Nutraceuticals Corporation and Yaak River Resources, Inc. dated September 21, 2004 (1) | |
2.2
|
Settlement and Release Agreement and Plan of Reorganization dated March 10, 2005, among Lifeline Therapeutics, Inc., Lifeline Nutraceuticals Corporation and Michael Barber (2) | |
3.1
|
Amended and Restated Articles of Incorporation (9) | |
3.2
|
Amended and Restated Bylaws (9) | |
4.01
|
Form of Warrant (6) | |
4.02
|
Form of Convertible Debenture (6) | |
4.03
|
Forms of 2009 Private Placement Warrant* | |
4.04
|
Forms of 2009 Unit Subscription Agreement* | |
10.1
|
Form of Unit Warrant Certificate (3) | |
10.2
|
Form of Bridge Warrant Certificate (3) | |
10.3
|
Form of Placement Agent Warrant Certificate (3) | |
10.4
|
Form of Placement Agent Warrant Certificate (5) | |
10.5
|
Lifevantage Corporation 2007 Long-Term Incentive Plan (8)# | |
10.19
|
Lease dated July 1, 2008 between Bernardo Regency, L.L.C. and LifeVantage Corporation (10) | |
10.20
|
Sublease dated March 1, 2009 between Broadweave Networks Inc. and LifeVantage Corporation * | |
10.21
|
Agreement between Cornerstone Research and Development and LifeVantage Corporation * | |
10.22
|
Confidential Termination Agreement and General Release of Claims dated February 14, 2007 between Gerald J. Houston and the Company (7) | |
10.23
|
Letter Agreement dated June 1, 2007 between Aspenwood Capital and Lifevantage Corporation (6) | |
10.24
|
Letter Agreement dated September 28, 2007 between Bolder Venture Partners and Lifevantage Corporation (6) | |
10.25
|
Purchase Agreement between General Nutrition Distribution, LP and Lifevantage Corporation, dated June 21, 2006 (3) | |
10.26
|
Employment Agreement, dated January 10, 2008, between Lifevantage Corporation and David W. Brown (11)# | |
10.27
|
Lifevantage compensation plan * | |
21.1
|
List of subsidiaries (4) | |
23.1
|
Consent of Ehrhardt Keefe Steiner & Hottman PC (12) | |
57
Exhibit | ||
Number | Title | |
31.1
|
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 * | |
31.2
|
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 * | |
32.1
|
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (12) | |
32.2
|
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (12) | |
(1) | Filed as an exhibit to Yaak River Resources, Inc.s Current Report on Form 8-K (File No. 000-30489), filed on September 28, 2004, and incorporated herein by reference. | |
(2) | Filed as an exhibit to LifeVantage Corporations Current Report on Form 8-K (File No. 000- | |
30489), filed on March 14, 2005, and incorporated herein by reference. | ||
(3) | Filed as an exhibit to LifeVantage Corporations Registration Statement on Form SB-2 (File No. 333-126288), filed on June 30, 2005, and incorporated herein by reference. | |
(4) | Filed as an exhibit to LifeVantage Corporations Annual Report on Form 10-KSB (File No. 000-30489), filed on October 13, 2005, and incorporated herein by reference. | |
(5) | Filed as an exhibit to LifeVantage Corporations Registration Statement on Form SB-2/A (File No. 333-126288), filed on February 6, 2006, and incorporated herein by reference. | |
(6) | Filed as an exhibit to Lifevantage Corporations Registration Statement on Form SB-2 (File No. 333-148119), filed December 17, 2007, and incorporated herein by reference. | |
(7) | Filed as an exhibit to Lifevantage Corporations Quarterly Report on Form 10-QSB (file No. 000-30489), filed on May 14, 2007, and incorporated herein by reference. | |
(8) | Filed with the LifeVantage Proxy on Form 14-A (File No. 000-30489) dated October 20, 2006, and incorporated herein by reference. | |
(9) | Filed as an exhibit to LifeVantage Corporations Annual Report on Form 10-KSB (file No. 000-30489), filed on September 28, 2006, and incorporated herein by reference. | |
(10) | Filed as an exhibit to LifeVantage Corporations Annual Report on Form 10-KSB (file No. 000-30489), filed on September 23, 2008, and incorporated herein by reference. | |
(11) | Filed as an exhibit to LifeVantage Corporations Current Report on Form 8-K (File No. 000- 30489), filed on January 16, 2008, and incorporated herein by reference. | |
(12) | Filed as an exhibit to LifeVantage Corporations Annual Report on Form 10-K (File No. 000-30489), filed on September 28, 2009, and incorporated herein by reference. | |
# | Indicates a management contract or compensatory plan or arrangement required to be filed as an exhibit pursuant to Item 15(b) of this report. | |
* | Filed herewith. |
58