CUSIP No. |
913483103 |
1 | NAMES OF REPORTING PERSONS. I.R.S. Identification Nos. of above persons (entities only). RBC Global Asset Management (U.S.) Inc. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Minnesota | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 232,380 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
697,243 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
697,243 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.2% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IA |
(a) | Name of Issuer Universal Electronics Inc. |
||
(b) | Address of Issuers Principal Executive Offices 6101 Gateway Drive Cypress, CA 90630-4841 |
(a) | Name of Person Filing RBC Global Asset Management (U.S.) Inc. |
||
(b) | Address of Principal Business Office or, if none, Residence 100 South Fifth Street Suite 2300 Minneapolis, Minnesota 55402 |
||
(c) | Citizenship RBC Global Asset Management (U.S.) Inc. is incorporated under the laws of Minnesota |
||
(d) | Title of Class of Securities Common Stock |
||
(e) | CUSIP Number 913483103 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a)
|
o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | ||
(b)
|
o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||
(c)
|
o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||
(d)
|
o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | ||
(e)
|
þ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||
(f)
|
o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||
(g)
|
o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | ||
(h)
|
o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
(i)
|
o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||
(j)
|
o | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); | ||
(k)
|
o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
(a) | Amount beneficially owned: See Item 9 of the Cover Page. | ||
(b) | Percent of class: See Item 11 of the Cover Page. | ||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote See Item 5 of the Cover Page. |
||
(ii) | Shared power to vote or to direct the vote See Item 6 of the Cover Page. |
||
(iii) | Sole power to dispose or to direct the disposition of See Item 7 of the Cover Page. |
||
(iv) | Shared power to dispose or to direct the disposition of See Item 8 of the Cover Page. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
Not applicable. |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | ||||
/s/ Michael T. Lee
|
||||
Michael T. Lee / Chief Executive Officer, President & Chief Investment Officer | ||||