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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
| þ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended September 30, 2006
OR
| o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File Number 1-9733
(Exact name of registrant as specified in its charter)
| Texas | 75-2018239 | |
| (State or other jurisdiction of | (I.R.S. Employer | |
| incorporation or organization) | Identification No.) | |
| 1600 West 7th Street | ||
| Fort Worth, Texas | 76102 | |
| (Address of principal executive offices) | (Zip Code) |
(817) 335-1100
(Registrant’s telephone number, including area code)
NONE
(Former name, former address and former fiscal year, if changed since last report)
(Registrant’s telephone number, including area code)
NONE
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant is a large accelerated filer, an
accelerated filer, or a non-accelerated filer. See definition of “accelerated
filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check
one)
Large accelerated filer þ Accelerated filer o Non-accelerated filer o
Indicated by check mark whether the registrant is a shell company (as defined
in Rule 12b-2 of the Exchange Act). Yes o No þ
APPLICABLE ONLY TO CORPORATE ISSUERS:
29,609,782 common shares, $.10 par value, were outstanding as of October 13, 2006
CASH AMERICA INTERNATIONAL, INC.
INDEX TO FORM 10-Q/A
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Introductory Note
We are filing this Amendment No. 1 to our Quarterly Report on Form 10-Q for the quarter ended
September 30, 2006 (the “Third Quarter 2006 10-Q”), which was originally filed on November 2, 2006,
to revise certain disclosures concerning our internal controls and procedures in Part I, Item 4,
based on an SEC request. This request was one element of a review by the Division of Corporation
Finance of the SEC of our quarterly report on Forms 10-Q filed during 2006. We have received and
responded to the various SEC staff comments.
This Form 10-Q/A does not affect the Company’s Consolidated Financial Statements or related
Notes, or other information as presented in our Third Quarter 2006 10-Q. This Form 10-Q/A does not
reflect events that have occurred after the Third Quarter 2006 10-Q was originally filed or update
the information set forth in the Third Quarter 2006 10-Q originally filed for matters that occurred
subsequent to such original filing date.
PART I. FINANCIAL INFORMATION
Item 4. Controls and Procedures
Under the supervision and with the participation of the Company’s Chief Executive Officer
and Chief Financial Officer, management of the Company has evaluated the effectiveness of the
design and operation of the Company’s disclosure controls and procedures (as defined in Rules
13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934) as of September 30, 2006
(“Evaluation Date”). Based upon that evaluation, the Chief Executive Officer and Chief Financial
Officer concluded that, as of the Evaluation Date, the Company’s disclosure controls and procedures
are effective (i) to ensure that information required to be disclosed by us in reports that the
Company files or submits under the Exchange Act is recorded, processed, summarized and reported
within the time periods specified in the Securities and Exchange Commission rules and forms; and
(ii) to ensure that information required to be disclosed in the reports that the Company files or
submits under the Exchange Act is accumulated and communicated to our management, including the
Company’s Chief Executive Officer and Chief Financial Officer, to allow timely decisions regarding
required disclosures.
There was no change in the Company’s internal control over financial reporting during the
quarter ended September 30, 2006, that has materially affected, or is reasonably likely to
materially affect, the Company’s internal control over financial reporting.
The Company’s management, including its Chief Executive Officer and Chief Financial Officer,
does not expect that the Company’s disclosure controls and procedures or internal controls will
prevent all possible error and fraud. The Company’s disclosure controls and procedures are,
however, designed to provide reasonable assurance of achieving their objectives, and the Company’s
Chief Executive Officer and Chief Financial Officer have concluded that the Company’s financial
controls and procedures are effective at that reasonable assurance level.
PART II. OTHER INFORMATION
Item 6. Exhibits
| 31.1 | Certification of Chief Executive Officer | ||
| 31.2 | Certification of Chief Financial Officer | ||
| 32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||
| 32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CASH AMERICA INTERNATIONAL, INC.
(Registrant)
(Registrant)
| By: | /s/ Thomas A. Bessant, Jr.
|
|||||
| Executive Vice President and | ||||||
| Chief Financial Officer | ||||||
| Date: February 14, 2007 |
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