Transaction Valuation* | Amount Of Filing Fee** | |
$115,140,000 | $3,534.80 |
* | Estimated solely for purposes of calculating the filing fee pursuant to Rules 0-11 under the Securities Exchange Act of 1934, as amended, based on the product of (x) $19.00, the maximum tender offer price and (y) 6,060,000, the maximum number of shares that will be purchased in the tender offer described in this Schedule TO. |
** | The amount of the filing fee, calculated in accordance with Rule 0-11(b) of the Securities Exchange Act of 1934, as amended, equals $30.70 per million of the aggregate amount of transaction value. |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
Amount Previously Paid: | $3,534.80 | |||
Form or Registration No.: | 005-45079 | |||
Filing Party: | Brooks Automation, Inc. | |||
Date Filed: | June 1, 2007 |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
o | third-party tender offer subject to Rule 14d-1. |
þ | issuer tender offer subject to Rule 13e-4. |
o | going-private transaction subject to Rule 13e-3. |
o | amendment to Schedule 13D under Rule 13d-2. |
Exhibit | ||
Number | Description | |
(a)(5)(D)
|
Press Release issued by Brooks Automation, Inc. on July 5, 2007. |
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Brooks Automation, Inc. |
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Dated: July 5, 2007 | By: | /s/ Thomas S. Grilk | ||
Name: | Thomas S. Grilk | |||
Title: | Senior Vice President, General Counsel and Secretary |
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Exhibit No. | Description | |
(a)(1)(A)
|
Offer to Purchase dated June 1, 2007.* | |
(a)(1)(B)
|
Form of Letter of Transmittal.* | |
(a)(1)(C)
|
Form of Notice of Guaranteed Delivery (including Guidelines of the Internal Revenue Service for Certification of Taxpayer Identification Number on substitute Form W-9).* | |
(a)(1)(D)
|
Form of Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees.* | |
(a)(1)(E)
|
Form of Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees.* | |
(a)(5)(A)
|
Press Release issued on May 31, 2007.* | |
(a)(5)(B)
|
Form of Summary Advertisement.* | |
(a)(5)(C)
|
Press Release issued on June 29, 2007.** | |
(a)(5)(D)
|
Press Release issued on July 5, 2007. | |
(d)(1)
|
1995 Employee Stock Purchase Plan, as amended (incorporated herein by reference to Exhibit 10.15 of the Companys annual report on Form 10-K for the fiscal year ended September 30, 2006, filed on December 14, 2006). | |
(d)(2)
|
Amended and Restated 2000 Equity Incentive Plan (incorporated herein by reference to Exhibit 10.1 of the Companys current report on Form 8-K, filed on March 7, 2006). | |
(d)(3)
|
1998 Employee Equity Incentive Plan (incorporated herein by reference to the Companys quarterly report on Form 10-Q for the quarterly period ended March 31, 2000 (SEC Accession No. 0000950135-00-002803), filed on May 15, 2000). | |
(d)(4)
|
1993 Non-Employee Director Stock Option Plan (incorporated herein by reference to the Companys registration statement on Form S-8 (Registration No. 333-22717), filed on March 4, 1997). | |
(d)(5)
|
1992 Combination Stock Option Plan (incorporated herein by reference to the Companys registration statement on Form S-8 (Registration No. 333-07313), filed on July 1, 1996). | |
(d)(6)
|
Helix Technology Corporation 1996 Equity Incentive Plan (incorporated herein by reference to Exhibit 4.1 of the Companys registration statement on Form S-8 (Registration No. 333-129724), filed on November 16. 2005). | |
(d)(7)
|
Helix Technology Corporation Amended and Restated Stock Option Plan for Non-Employee Directors (incorporated herein by reference to Exhibit 4.2 of the Companys registration statement on Form S-8 (Registration No. 333-129724), filed on November 16. 2005). | |
(d)(8)
|
Helix Technology Corporation 1981 Employee Stock Option Plan (incorporated herein by reference to Exhibit 4.3. of the Companys registration statement on Form S-8 (Registration No. 333-129724), filed on November 16. 2005). |
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(d)(9)
|
PRI Automation, Inc. 2000 Stock Option Plan (incorporated herein by reference to Exhibit 10.3 of PRI Automation, Inc.s Registration Statement on Form S-8 (Registration No. 333-33894), filed on April 3, 2000). | |
(d)(10)
|
PRI Automation, Inc. 1997 Non-Incentive Stock Option Plan (incorporated herein by reference to Exhibit 10.2 of PRI Automation, Inc.s annual report on Form 10-K for the annual period ended September 30, 2000 (SEC Accession No. 0000912057-00-054410), filed on December 21, 2000). | |
(d)(11)
|
PRI Automation, Inc. 1994 Incentive and Non-Qualified Stock Option Plan (incorporated herein by reference to Exhibit 4.3 of PRI Automation, Inc.s Registration Statement on Form S-8 (Registration No. 333-25217), filed on April 15, 1997). | |
(d)(12)
|
Second Amended and Restated Employment Agreement, dated as of October 18, 2006, by and between the Company and Edward C. Grady (incorporated herein by reference to Exhibit 10.1 to the Companys current report on Form 8-K, filed on October 20, 2006). | |
(d)(13)
|
Employment Agreement, dated as of December 8, 2006, by and between the Company and Robert Woodbury (incorporated herein by reference to Exhibit 10.08 to the Companys annual report on Form 10-K for the fiscal year ended September 30, 2006, filed on December 14, 2006). | |
(d)(14)
|
Employment Agreement, dated as of October 24, 2005, by and between the Company and Thomas S. Grilk (incorporated herein by reference to Exhibit 10.09 to the Companys annual report on Form 10-K for the fiscal year ended September 30, 2006, filed on December 14, 2006) | |
(d)(15)
|
Employment Agreement, dated as of October 26, 2005, by and between the Company and James Gentilcore (incorporated herein by reference to Exhibit 10.10 to the Companys annual report on Form 10-K for the fiscal year ended September 30, 2006, filed on December 14, 2006). | |
(d)(16)
|
Employment Agreement, dated as of October 26, 2005, by and between the Company and Robert Anastasi (incorporated herein by reference to Exhibit 10.12 to the Companys annual report on Form 10-K for the fiscal year ended September 30, 2006, filed on December 14, 2006). | |
(d)(17)
|
Rights Agreement dated July 23, 1997 (incorporated by incorporated by reference to Exhibit No. 1 to the Companys Registration Statement on Form 8-A, filed on August 7, 1997). | |
(d)(18)
|
Amendment No. 1 to Rights Agreement between the Company and the Rights Agent (incorporated herein by reference to Exhibit 4.03 of the Companys annual report on Form 8-K for the fiscal year ended September 30, 2006, filed on June 4, 2002). | |
(d)(19)
|
Amendment No. 2 to Rights Agreement between the Company and the Rights Agent (incorporated herein by reference to the Companys registration statement on Form 8-A/A filed on June 4, 2002). | |
(d)(20)
|
Amendment No. 3 to Rights Agreement between the Company and the Rights Agent (incorporated herein by reference to Exhibit 99.4 of the Companys registration statement on Form 8-A/A, filed on July 11, 2005). |
* | Filed with the Companys Schedule TO on June 1, 2007. | |
** | Filed with the Amendment No. 1 to the Companys Schedule TO on June 29, 2007. |
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