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FORM 5 ------------------------------
------- OMB APPROVAL
[ ] Check this box if no longer ------------------------------
subject to Section 16. Form 4 OMB Number: 3235-0362
or Form 5 obligations may Expires: January 31, 2005
continue. See Instruction 1(b). Estimated average burden
hours per response.........1.0
[ ] Form 3 Holdings Reported ------------------------------
[ ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
PHELPS TOM M.
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(Last) (First) (Middle)
2324 COUNTRY MEADOWS DRIVE
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(Street)
CLOVIS NM 88101
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(City) (State) (Zip)
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2. Issuer Name AND Ticker or Trading Symbol
ALAMOSA HOLDINGS, INC. APS
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3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary)
________________________________________________________________________________
4. Statement for Month/Year
12/02
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5. If Amendment, Date of Original (Month/Year)
________________________________________________________________________________
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[X] Director [ ] 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
____________________________________________________________________
________________________________________________________________________________
7. Individual or Joint/Group Reporting
(check applicable line)
[X] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
________________________________________________________________________________
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF,
OR BENEFICIALLY OWNED
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5. 6.
Amount of Owner-
2A. 4. Securities ship
2. Deemed Securities Acquired (A) or Beneficially Form: 7.
Trans- Execution Disposed of (D) Owned Direct Nature of
action Date, if 3. (Instr. 3, 4 and 5) at End (D) or Indirect
1. Date any Transaction ----------------------------- of Issuer's Indirect Beneficial
Title of Security (Month/ (Month/ Code (A) or Fiscal Year (I) Ownership
(Instr. 3) Day/Year Day/Year) (Instr. 8) Amount (D) Price (Instr. 3 and 4) (Instr. 4) (Instr. 4)
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* If the form is filed by more than one reporting person, see instruction
4(b)(v).
PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM
ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB
CONTROL NUMBER
(Over)
SEC 2270 (3-99)
FORM 5 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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10.
9. Owner-
Number ship
2. of Form of
Conver- 5. 7. Deriv- Deriv- 11.
sion Number of Title and Amount ative ative Nature
or Derivative 6. of Underlying 8. Secur- Secur- of
Exer- 3A. Securities Date Securities Price ities ity In-
cise Deemed Acquired (A) Exercisable (Instr. 3 and 4) of Bene- Direct direct
Price 3. Execut- 4. or Disposed (Month/ ---------------- Deriv- ficially (D) or Bene-
1. of Trans- ion Trans- of (D) Day/Year) Amount ative Owned In- ficial
Title of Deriv- action Date, if action (Instr. 3, ---------------- or Secur- at End direct Owner-
Derivative ative Date any Code 4 and 5) Date Expira- Number ity of Year (I) ship
Security Secur- (Month/ (Month/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Day/Year) Day/Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Employee $3.52 2/27/02 A 3,670 2/27/02 2/27/12 Common 3,670 3,670 D
Stock Stock
Option
(right to
buy)
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Employee $4.99 4/29/02 A 13,375 4/29/02 4/29/12 Common 13,375 13,375 D
Stock Stock
Option
(right to
buy)
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Employee $1.41 6/28/02 A 16,500 6/28/02 6/28/12 Common 16,500 16,500 D
Stock Stock
Option
(right to
buy)
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Explanation of Responses:
/s/ TOM M. PHELPS 1/6/03
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB number.
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