SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
September 11, 2003
Lincoln National Corporation
Indiana | 1-6028 | 35-1140070 | ||
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(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
1500 Market Street, Suite 3900, Philadelphia, Pennsylvania 19102-2112
(215) 448-1400
Page 1 of 4 Pages
Exhibit Index on Page 4
Item 5. Other Events.
On September 11, 2003, Lincoln National Corporation (Lincoln) and Lincoln National Capital VI, a Delaware statutory trust (the Trust), sold 6,000,000 6.75% Trust Preferred Securities, Series F (the Series F Trust Preferred Securities) of the Trust pursuant to an Underwriting Agreement and a Pricing Agreement relating to the Series F Trust Preferred Securities, each dated September 4, 2003, among Lincoln, the Trust, and A.G. Edwards & Sons, Inc., Citigroup Global Markets Inc., Wachovia Global Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated, as representatives of the several Underwriters. The Series F Trust Preferred Securities have been registered under the Securities Act of 1933, as amended, pursuant to a Registration Statement on Form S-3, as amended (No. 333-84728) (the Registration Statement) previously filed with the Securities and Exchange Commission under the Securities Act of 1933. The following exhibits are being filed herewith in connection with the offering of the Series F Trust Preferred Securities pursuant to the Registration Statement.
Item 7. Financial Statements and Exhibits.
(a) Exhibits.
Exhibit | ||||||
Number | Description | |||||
1.1 | Underwriting Agreement dated September 4, 2003. | |||||
1.2 | Pricing Agreement dated September 4, 2003 among Lincoln and A.G. Edwards & Sons, Inc., Citigroup Global Markets Inc., Wachovia Global Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated, as representatives of the several Underwriters. | |||||
4.1 | Amended and Restated Trust Agreement dated September 11, 2003, between Lincoln, as Depositor, and Bank One Trust Company, National Association, as Property Trustee, Bank One Delaware, Inc., as Delaware Trustee, and the Administrative Trustees named therein. | |||||
4.2 | Form of 6.75% Trust Preferred Security certificate. | |||||
4.3 | Form of 6.75% Junior Subordinated Deferrable Interest Debentures, Series F. | |||||
4.4 | Guarantee Agreement dated September 11, 2003, between Lincoln, as Guarantor, and Bank One Trust Company, National Association, as Guarantee Trustee. | |||||
8.1 | Opinion of Sonnenschein Nath & Rosenthal LLP with respect to certain tax matters. |
Page 2 of 4 Pages
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
LINCOLN NATIONAL CORPORATION | ||
By: | /s/ John L. Steinkamp | |
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Name: John L. Steinkamp | ||
Title: Vice President |
Date: September 16, 2003
Page 3 of 4 Pages
EXHIBIT INDEX
Exhibit | ||||||
Number | Description | |||||
1.1 | Underwriting Agreement dated September 4, 2003. | |||||
1.2 | Pricing Agreement dated September 4, 2003 among Lincoln and A.G. Edwards & Sons, Inc., Citigroup Global Markets Inc., Wachovia Global Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated, as representatives of the several Underwriters. | |||||
4.1 | Amended and Restated Trust Agreement dated September 11, 2003, between Lincoln, as Depositor, and Bank One Trust Company, National Association, as Property Trustee, Bank One Delaware, Inc., as Delaware Trustee, and the Administrative Trustees named therein. | |||||
4.2 | Form of 6.75% Trust Preferred Security certificate. | |||||
4.3 | Form of 6.75% Junior Subordinated Deferrable Interest Debentures, Series F. | |||||
4.4 | Guarantee Agreement dated September 11, 2003, between Lincoln, as Guarantor, and Bank One Trust Company, National Association, as Guarantee Trustee. | |||||
8.1 | Opinion of Sonnenschein Nath & Rosenthal LLP with respect to certain tax matters. |
Page 4 of 4 Pages