Transaction Valuation* | Amount of Filing Fee | ||||||
$32,850,930.00
|
$ | 1,008.52 | |||||
* | Estimated for purposes of calculating the amount of the filing fee only. The filing fee calculation assumes the purchase of 22,629,810 outstanding shares of Issuer common stock, par value $0.0001 per share, at a price of $1.35 per share (including shares issuable pursuant to restricted stock awards, all of which will vest upon completion of the offer contemplated by this Schedule TO); 333,333 shares of Issuer Series A preferred stock, par value $0.0001, at an aggregate purchase price of $701,680.50; and an aggregate of $1,599,004.50, representing the difference between the $1.35 per share payable per share of common stock in the offer and the exercise price of all in-the-money options and warrants that are vested or will vest on or prior to the scheduled expiration date of the offer contemplated by this Schedule TO. The amount of the filing fee, calculated in accordance with Rule 0-11 of the Securities Exchange Act of 1934, as amended, and Fee Rate Advisory #6 for Fiscal Year 2007 issued by the Securities and Exchange Commission on February 15, 2007, equals $30.70 per million dollars of the transaction value. |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
Amount Previously Paid: | $1,008.52 | |||
Form or Registration No.: | Schedule TO | |||
Filing Party: | infoUSA Inc. and Knickerbocker Acquisition Corp. | |||
Date Filed: | July 23, 2007 |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
þ o o o |
third-party tender offer subject to Rule 14d-1. issuer tender offer subject to Rule 13e-4. going-private transaction subject to Rule 13e-3. amendment to Schedule 13D under Rule 13d-2. |
Items 1, 4, 8 and 11. Summary Term Sheet; Terms of the Transaction; Interest in Securities of the Subject Company; Additional Information | ||||||||
Item 12. Exhibits | ||||||||
SIGNATURE | ||||||||
EXHIBIT INDEX |
KNICKERBOCKER ACQUISITION CORP. | ||||
By: | /s/ STORMY DEAN | |||
Name: | Stormy Dean | |||
Its: | Chief Financial Officer | |||
INFOUSA INC. | ||||
By: | /s/ STORMY DEAN | |||
Name: | Stormy Dean | |||
Its: | Chief Financial Officer |
Exhibit No. | Description | |
(a)(1)(A)*
|
Offer to Purchase, dated July 23, 2007 | |
(a)(1)(B)*
|
Letter of Transmittal | |
(a)(1)(C)*
|
Notice of Guaranteed Delivery | |
(a)(1)(D)*
|
Form of letter from D.F. King & Co., Inc. to Brokers, Dealers, Commercial Banks, Trust Companies and Nominees | |
(a)(1)(E)*
|
Form of letter to clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Nominees | |
(a)(1)(F)*
|
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9 | |
(a)(1)(G)
|
Joint press release issued by infoUSA and Guideline on June 28, 2007 (incorporated herein by reference to infoUSAs Schedule TO-C filed on June 28, 2007) | |
(a)(1)(I)*
|
Summary Advertisement, dated July 23, 2007, appearing in the Wall Street Journal and in the Buffalo News | |
(a)(2)
|
Press Release issued by infoUSA Inc. on August 20, 2007 (incorporated herein by reference to Exhibit 99.1 to the Current Report on Form 8-K filed on August 20, 2007) | |
(b)(1)
|
Second Amended and Restated Credit Agreement (incorporated herein by reference to Exhibit 4.1 of infoUSAs Current Report on Form 8-K filed on February 21, 2006) | |
(c)
|
Not applicable | |
(d)(1)
|
Agreement and Plan of Merger, dated June 28, 2007, by and among infoUSA, Purchaser and Guideline, Inc. (incorporated herein by reference to Exhibit 2.1 of infoUSAs Current Report on Form 8-K filed on July 5, 2007) | |
(d)(2)
|
Shareholder Support Agreement, dated June 28, 2007, by and between infoUSA, Purchaser, Special Situations Fund III Q.P., L.P., Special Situations Fund III, L.P., Special Situations Private Equity Fund, L.P. and Special Situations Cayman Fund, L.P. (incorporated herein by reference to Exhibit 2.2 of infoUSAs Current Report on Form 8-K filed on July 5, 2007) | |
(d)(3)
|
Shareholder Support Agreement, dated June 28, 2007, by and between infoUSA, Purchaser, and David Walke (incorporated herein by reference to Exhibit 2.3 of infoUSAs Current Report on Form 8-K filed on July 5, 2007) | |
(d)(4)
|
Shareholder Support Agreement, dated June 28, 2007, by and between infoUSA, Purchaser, Petra Mezzanine Fund, Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd., Channel Partnership II, L.P., Marlin Equities, LLC, Martin Franklin, Marc Litvinoff, Douglas House, Peter Hooper, and Andrew Garvin. (incorporated herein by |
Exhibit No. | Description | |
reference to Exhibit 2.4 of infoUSAs Current Report on Form 8-K filed on July 5, 2007) | ||
(d)(5)*
|
Disclosing Party and Non-Disclosure Agreement, dated February 15, 2007, by and between infoUSA and Guideline | |
(d)(6)*
|
Exclusivity Agreement, dated March 12, 2007 between infoUSA and Guideline | |
(d)(7)*
|
Separation, Restrictive Covenants and Release Agreement, dated June 28, 2007, by and between infoUSA and David Walke | |
(d)(8)*
|
Separation, Restrictive Covenants and Release Agreement, dated June 28, 2007, by and between infoUSA Inc. and Peter Stone | |
(d)(9)*
|
Employment Agreement, dated June 29, 2007, by and between Guideline and Marc Litvinoff | |
(e)
|
Not applicable | |
(f)
|
Not applicable | |
(g)
|
Not applicable | |
(h)
|
Not applicable |
* | Incorporated herein by reference to the Schedule TO-T filed on July 23, 2007 |