Morgan Stanley (MS) Fined by FINRA Over Conflicts of Interests Disclosure
August 10, 2010 at 15:21 PM EDT
FINRA on Tuesday said it ordered Morgan Stanley (MS) to pay $800,000 for failing to disclose conflicts of interests in thousands of equity-research reports and public appearances of its research analysts since 2006. Finra in 2005 found that the company violated research analyst disclosure rules. – WSJ