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[X]
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Rule 13d-1(b)
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[ ]
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Rule 13d-1(c)
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[ ]
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Rule 13d-1(d)
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CUSIP No. 111444105
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
First Opportunity Fund, Inc.
13-3341573
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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(b)
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization Maryland
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
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5.
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Sole Voting Power: 96,980
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6.
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Shared Voting Power: 0
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7.
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Sole Dispositive Power: 0
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8.
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Shared Dispositive Power: 96,980
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person. 96,980
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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11.
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Percent of Class Represented by Amount in Row (9) 5.56%
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12.
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Type of Reporting Person (See Instructions) IV
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Item 1.
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(a)
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Name of Issuer: Broadway Financial Corporation
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(b)
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Address of Issuer's Principal Executive Offices:
4800 Wilshire Boulevard
Los Angeles, California 90010
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Item 2.
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(a)
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Name of Person Filing: First Opportunity Fund, Inc.
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(b)
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Address of Principal Business Office or, if none, Residence:
2344 Spruce Street, Suite A
Boulder, Colorado 80302
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(c)
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Citizenship: Maryland
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(d)
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Title of Class of Securities: Common Stock
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(e)
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CUSIP Number: 33587T108
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Item 3.
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Type of Person Filing Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c):
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned: First Opportunity Fund, Inc., a registered closed-end investment company, may be deemed the beneficial owner of 96,980 shares of common stock of the Issuer.
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(b)
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Percent of class: 5.56%
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(c)
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Voting and Dispositive Power: First Opportunity Fund, Inc. has the sole power to vote or to direct the vote and shared power to dispose or to direct the disposition of 96,980 shares of common stock of the Issuer. First Opportunity Fund, Inc. has shared power to vote or to direct the vote and sole power to dispose or to direct the disposition of 0 shares of common stock of the Issuer.
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group
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Not applicable.
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Item 9.
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Notice of Dissolution of Group
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Not applicable.
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Item 10.
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Certification
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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