UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | 02/28/2009(2) | 01/28/2019 | Common Stock | 1,453 | $ 28.45 | D | Â |
Non-Qualified Stock Option (right to buy) | 02/27/2010(2) | 01/27/2020 | Common Stock | 22,838 | $ 37.04 | D | Â |
Non-Qualified Stock Option (right to buy) | 03/24/2009(3) | 03/27/2018 | Common Stock | 29,875 | $ 37.165 | D | Â |
Non-Qualified Stock Option (right to buy) | 02/28/2011(2) | 01/31/2021 | Common Stock | 30,300 | $ 69.34 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bouchard Michel 5200 ILLUMINA WAY SAN DIEGO, CA 92122 |
 |  |  VP, Finance |  |
By: Scott M. Davies For: Michel Bouchard | 01/08/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 20,100 unvested restricted stock units which vest as follows:1,260 shares vesting 1/27/13, 1,355 vesting 1/28/13, 680 vesting 1/31/13, 4,532 vesting 3/8/13, 1,470 vesting 1/27/14, 1,020 vesting 1/31/14, 4,531 vesting 3/8/14, 1,190 vesting 1/31/15, 2,031 vesting 3/8/15, 2,031 vesting 3/8/16; and 12,188 unvested performance stock units, which represent contingent right to receive one share of common stock based on the Company's earnings per share for fiscal year ending 12/28/14 relative to pre-defined objectives. |
(2) | One forty-eighth (1/48) of the Shares subject to the Option become exercisable on the date indicated above, subject to Optionee's continuing to be a Service Provider on such date. An additional one-forty eighth (1/48) of the Shares subject to the Option shall become exercisable each full month therafter, subject to Optionee's continuing to be a Service Provider on such date. |
(3) | One-fourth (1/4) of the shares subject to the option become exercisable on the date indicated above, subject to optionee's continuing to be a service provider on such date. An additional one-forty eighth (1/48) of the shares subject to the option shall become exercisable each full month therafter, subject to optionee's continuing to be a service provider on such date. |