1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
RSU's (Feb 2013)
(2)
|
Â
(3)
|
Â
(3)
|
Common Stock
|
1,612
|
$
0
|
D
|
Â
|
RSU's (Feb 2014)
(4)
|
Â
(3)
|
Â
(3)
|
Common Stock
|
2,680
|
$
0
|
D
|
Â
|
RSU's (Feb 2015)
(5)
|
Â
(3)
|
Â
(3)
|
Common Stock
|
5,500
|
$
0
|
D
|
Â
|
Stock Options 2011.09.12
(6)
|
09/12/2012 |
09/12/2021 |
Common Stock
|
40,000
|
$
13.75
|
D
|
Â
|
Stock Options 2013.02.20
(6)
|
02/20/2014 |
02/20/2023 |
Common Stock
|
13,344
|
$
16.55
|
D
|
Â
|
Stock Options 2014.02.26
(6)
|
02/26/2015 |
02/26/2024 |
Common Stock
|
12,368
|
$
22.3
|
D
|
Â
|
Stock Options 2015.02.18
(6)
|
02/18/2016 |
02/18/2025 |
Common Stock
|
19,950
|
$
16.9
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents share equivalents obtained over time through periodic ongoing acquisitions in the SunCoke Energy, Inc. 401(k), plan administered by the trustee. |
(2) |
Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 20, 2013. |
(3) |
Not applicable. |
(4) |
Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 26, 2014. |
(5) |
Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 18, 2015. |
(6) |
Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These stock options are exercisable during a term expiring ten years from the date of the grant, and vest in three equal annual installments commencing on the first anniversary of the grant date. |