Edgar Filing: TD AMERITRADE HOLDING CORP

Large accelerated filer

Accelerated filer

Non-accelerated filer

¨ (Do not check if a smaller reporting company)

Smaller reporting company

Document

As filed with the Securities and Exchange Commission on August 17, 2016

Registration No. 333-132016

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

POST-EFFECTIVE AMENDMENT NO. 1 TO

FORM S-8

REGISTRATION STATEMENT UNDER THE

SECURITIES ACT OF 1933

TD Ameritrade Holding Corporation

(Exact name of registrant as specified in its charter)



	Delaware		82-0543156
	(State or other jurisdiction of incorporation or organization)		(I.R.S. Employer Identification No.)



	200 South 108^th Avenue Omaha, Nebraska		68154
	(Address of principal executive offices)		(Zip Code)

TD Ameritrade Holding Corporation Associates

401(k) Profit Sharing Plan and Trust

(Full Title of the Plan)

David L. Lambert

Deputy General Counsel

6940 Columbia Gateway Dr., Suite 200

Columbia, MD 21064

(Name and address of agent for service)

(402) 331-7856

(Telephone number, including area code, of agent for service)

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.

TERMINATION OF REGISTRATION

TD Ameritrade Holding Corporation, a Delaware corporation (the “Company”), is filing this Post-Effective Amendment No. 1 (the “Post-Effective Amendment”) to the Registration Statement on Form S-8, filed with the Securities and Exchange Commission on February 23, 2006, Registration No. 333-132016 (the “Registration Statement”), in order to deregister any and all shares of the Company’s common stock and interests under the TD Ameritrade Holding Corporation Associates 401(k) Profit Sharing Plan and Trust (the “Plan”) that were originally registered pursuant to the Registration Statement and remain unsold.

The Plan no longer allows participants to invest in the Company’s common stock and therefore no additional shares of the Company’s common stock will be sold under the Plan. This Post-Effective Amendment is being filed to deregister all Plan interests and any shares of the Company’s common stock that have not been issued under the Plan.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on July 22, 2016.



		TD AMERITRADE HOLDING CORPORATION

		By:	/s/ Fredric J. Tomczyk
			Name: Fredric J. Tomczyk
			Title: Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment has been signed by the following persons in the capacities indicated on July 22, 2016.




Signature		Title

/s/ Fredric J. Tomczyk Fredric J. Tomczyk		Chief Executive Officer and Director (Principal Executive Officer)

/s/ Stephen J. Boyle Stephen J. Boyle		Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer)

/s/ Joseph H. Moglia Joseph H. Moglia		Chairman of the Board

/s/ Lorenzo A. Bettino Lorenzo A. Bettino		Director

/s/ V. Ann Hailey V. Ann Hailey		Director

/s/ Tim Hockey Tim Hockey		President and Director

/s/ Karen E. Maidment Karen E. Maidment		Director

/s/ Bharat B. Masrani Bharat B. Masrani		Director



/s/ Irene R. Miller Irene R. Miller		Director

/s/ Mark L. Mitchell Mark L. Mitchell		Director

/s/ Wilbur J. Prezzano Wilbur J. Prezzano		Director

/s/ Todd M. Ricketts Todd M. Ricketts		Director

________________ Allan R. Tessler		Director