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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 20.105 | 08/10/2005 | M | 339 | (2) | 10/29/2011 | Common Stock | 339 | (3) | 1,046 | D | ||||
Employee Stock Option (right to buy) | $ 20.105 | 08/10/2005 | M | 700 | (2) | 10/29/2011 | Common Stock | 700 | (3) | 346 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Owings David Williams P.O. BOX 26765 RICHMOND, VA 23261-6765 |
Controller |
/s/ Richard R. Grinnan, attorney-in-fact | 08/11/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As of August 4, 2005, the value of the units acquired and held indirectly by the reporting person under Massey Energy Company's Coal Salary Deferral and Profit Sharing Plan, as amended and restated effective October 1, 2001 (the "401(k) Plan") equated to 59.53 shares of Massey common stock plus a cash component of $112.24. |
(2) | The grant of stock options to which this cashless exercise of stock options is a part vests in four equal installments. One quarter vested and became exercisable beginning on October 29, 2002, on quarter vested and became exercisable beginning on October 29, 2003, one quarter vested and became exercisable beginning on October 29, 2004 and the remaining quater vests and becomes exercisable beginning on October 29, 2005. |
(3) | Consideration for these options is in the form of labor performed for services actually rendered to Massey Energy Company, having a fair value of not less than the present fair market value of a like number of options of the Common Stock of Massey Energy Company. |
Remarks: The first entry in Table I reflects a sale of Massey Energy Common Stock. The next two pairs of entries in Table I are part of cashless exercises of stock options, the disposal of which are reflected in Table II. The remaining entry in Table I is explained in Footnote 1. |