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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Crescendo Ventures IV, LLP C/O CRESCENDO VENTURES 480 COWPER STREET, SUITE 300 PALO ALTO, CA 94301 |
X | |||
Crescendo German Investments IV, LLC C/O CRESCENDO VENTURES 480 COWPER STREET, SUITE 300 PALO ALTO, CA 94301 |
X | |||
Crescendo IV AG & Co. Beteiligungs KG C/O CRESCENDO VENTURES 480 COWPER STREET, SUITE 300 PALO ALTO, CA 94301 |
X | |||
CRESCENDO IV LP C/O CRESCENDO VENTURES 480 COWPER STREET, SUITE 300 PALO ALTO, CA 94301 |
X | |||
Crescendo IV Entrepreneurs Fund, LP C/O CRESCENDO VENTURES 480 COWPER STREET, SUITE 300 PALO ALTO, CA 94301 |
X | |||
CRESCENDO IV ENTREPRENEURS FUND A LP C/O CRESCENDO VENTURES 480 COWPER STREET, SUITE 300 PALO ALTO, CA 94301 |
X |
/s/ John Borchers, General Partner | 06/10/2008 | |
**Signature of Reporting Person | Date | |
John Borchers, General Partner | 06/10/2008 | |
**Signature of Reporting Person | Date | |
John Borchers, General Partner of Crescendo German Investments IV, LLC, its General Partner | 06/10/2008 | |
**Signature of Reporting Person | Date | |
John Borchers, General Partner of Crescendo Ventures IV, LLP, its General Partner | 06/10/2008 | |
**Signature of Reporting Person | Date | |
John Borchers, General Partner of Crescendo Ventures IV, LLP, its General Partner | 06/10/2008 | |
**Signature of Reporting Person | Date | |
John Borchers, General Partner of Crescendo Ventures IV, LLP, its General Partner | 06/10/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is filed jointly by Crescendo IV, L.P. ("Crescendo IV"), Crescendo IV AG & Co. Beteiligungs KG ("Crescendo KG"), Crescendo IV Enterpreneurs Fund, L.P. ("Crescendo EF"), Crescendo IV Entrepreneurs Fund A, L.P. ("Crescendo EFA"), Crescendo Ventures IV, LLP ("Crescendo LLP") and Crescendo German Investments IV, LLC ("Crescendo GI") (collectively, the "Reporting Persons"). Crescendo LLP is the general partner Crescendo IV, Crescendo EF and Crescendo EFA and Crescendo GI is the general partner of Crescendo KG. The managing general partner of each of Crescendo LLP and Crescendo GI is R. David Spreng. Each Reporting Person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
(2) | Consists of shares owned by Crescendo IV. Crescendo LLP, as the general partner of Crescendo IV, may be deemed to beneficially own the shares owned by Crescendo IV. Mr. Spreng and Crescendo LLP disclaim beneficial ownership of the shares owned by Crescendo IV except to the extent of his or its pecuniary interest. |
(3) | Consists of shares owned by Crescendo KG. Crescendo GI, as the general partner of Crescendo KG, may be deemed to beneficially own the shares owned by Crescendo KG. Mr. Spreng and Crescendo GI disclaim beneficial ownership of the shares owned by Crescendo KG except to the extent of his or its pecuniary interest. |
(4) | Consists of shares owned by Crescendo EF. Crescendo LLP, as the general partner of Crescendo EF, may be deemed to beneficially own the shares owned by Crescendo EF. Mr. Spreng and Crescendo LLP disclaim beneficial ownership of the shares owned by Crescendo EF except to the extent of his or its pecuniary interest. |
(5) | Consists of shares owned by Crescendo EFA. Crescendo LLP, as the general partner of Crescendo EFA, may be deemed to beneficially own the shares owned by Crescendo EFA. Mr. Spreng and Crescendo LLP disclaim beneficial ownership of the shares owned by Crescendo EF except to the extent of his or its pecuniary interest. |