|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SORAN PHILIP C/O COMPELLENT TECHNOLOGIES, INC. 7625 SMETANA LANE EDEN PRAIRIE, MN 55344 |
 X |  |  President and CEO |  |
Nicole Brookshire as Attorney-in-Fact for Philip E. Soran | 02/16/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents gift to the Margaret Selby-Soran Revocable Trust dtd 5/23/2000 (the "Selby-Soran Trust"), of which the reporting person's wife is trustee, by the Soran 2007 Grantor Retained Annuity Trust (the "2007 GRAT"), of which the the reporting person is trustee. |
(2) | The shares are held by the 2007 GRAT, of which the reporting person is trustee. |
(3) | Represents gift from the 2007 GRAT discussed in Footnote 1. |
(4) | The shares are held by the Selby-Soran Trust, of which the reporting person's wife is trustee. |
(5) | Represents gifts to various family members over which the reporting person is deemed to have beneficial ownership, by the 2007 GRAT, of which the reporting person is trustee. |
(6) | Represents gift from the 2007 GRAT discussed in Footnote 5. |
(7) | The shares are held by various family members over which the reporting person is deemed to have beneficial ownership. The reporting person no longer has a reportable beneficial interest in 10,000 shares of the Issuer's common stock owned by his daughter and included in the reporting person's prior ownership reports. |
(8) | Represents gift to the Selby-Soran Trust, of which the reporting person's wife is trustee, by the Soran 2008 Five-Year GRAT (the "2008 Five-Year GRAT"), of which the the reporting person is trustee. |
(9) | The shares are held by the 2008 Five-Year GRAT, of which the reporting person is trustee. |
(10) | Represents gift to the Selby-Soran Trust, of which the reporting person's wife is trustee, by the Soran 2008 Two-Year GRAT (the "2008 Two-Year GRAT"), of which the the reporting person is trustee. |
(11) | The shares are held by the 2008 Two-Year GRAT, of which the reporting person is trustee. |
(12) | Represents gifts from the Selby-Soran Trust discussed in Footnotes 8 and 10. |
(13) | Represents gift to the Soran 2009 Two-Year Grantor Retained Annuity Trust (the "2009 Two-Year GRAT"), of which the reporting person is trustee, by the Selby-Soran Trust, of which the reporting person's wife is trustee. |
(14) | Represents gift to the Soran 2009 Five-Year Grantor Retained Annuity Trust (the "2009 Five-Year GRAT"), of which the reporting person is trustee, by the Selby-Soran Trust, of which the reporting person's wife is trustee. |
(15) | Represents gift from the Selby-Soran Trust discussed in Footnote 13. |
(16) | The shares are held by the 2009 Two-Year GRAT, of which the reporting person is trustee. |
(17) | Represents gift from the Selby-Soran Trust discussed in Footnote 14. |
(18) | The shares are held by the 2009 Five-Year GRAT, of which the reporting person is trustee. |
(19) | Represents shares held directly by the reporting person and includes 4,983 shares acquired under the Issuer's Employee Stock Purchase Plan. |