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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (8) | 12/20/2012 | A | 40,853 | (9) | (9) | Common Stock | 40,853 | $ 55.1735 (1) (6) | 72,045 | D | ||||
Phantom Stock | (8) | 12/21/2012 | A | 3,342 | (9) | (9) | Common Stock | 3,342 | $ 55.0898 (1) (7) | 75,387 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LYBARGER STANLEY A C/O FREDERIC DORWART 124 E FOURTH STREET TULSA, OK 74103 |
X | President & CEO |
/s/ Frederic Dorwart, Power of Attorney | 12/21/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and acquired at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), and (7) to this Form 4. |
(2) | The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $55.00 to $55.59, inclusive. |
(3) | The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $55.00 to 55.21, inclusive. |
(4) | The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $55.10 to 55.14, inclusive. |
(5) | The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $55.05 to 55.12, inclusive. |
(6) | The price reported in Column 4 is a weighted price. The shares were purchased in multiple transactions at prices ranging from $55.00 to $55.59, inclusive. |
(7) | The price reported in Column 4 is a weighted price. The shares were purchased in multiple transactions at prices ranging from $55.05 to 55.14, inclusive. |
(8) | Each share of Phantom Stock represents a right to receive one share of Common Stock, or at the Company's election, the cash value thereof. |
(9) | The Phantom Stock becomes payable upon the reporting person's termination of employment with the company. |
Remarks: This Form 4 details transactions pursuant to which Mr. Lybarger simultaneously (i) sold 44,195 shares of BOK Financial Corporation he beneficially owned, either directly or indirectly, into the open market in broker transactions and (ii) acquired 44,195 shares of phantom BOK Financial Corporation common stock in his deferred compensation plan. |