UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
2004 Stock Options | Â (2) | Â (3) | Common Stock | 215 | $ 47.34 | D | Â |
2005 Stock Options | Â (2) | Â (3) | Common Stock | 600 | $ 47.05 | D | Â |
2006 Stock Options | Â (2) | Â (3) | Common Stock | 1,716 | $ 54.33 | D | Â |
2007 Stock Options | Â (2) | Â (3) | Common Stock | 1,786 | $ 48.46 | D | Â |
2008 Stock Options | Â (2) | Â (3) | Common Stock | 1,000 | $ 36.65 | D | Â |
2009 Stock Options | Â (2) | Â (3) | Common Stock | 382 | $ 48.3 | D | Â |
2010 Stock Options | Â (2) | Â (3) | Common Stock | 572 | $ 55.94 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Harjo Jeffrey R. C/O FREDERIC DORWART, LAWYERS 124 E. 4TH ST. TULSA, OK 74103 |
 |  |  Chief Risk Officer |  |
/s/ Frederic Dorwart, Power of Attorney | 01/11/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 197 of these shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock. 2,151 of these shares represent restricted stock which vests 5 years from the date of grant. Shares are subject to forfeiture (i) upon termination of employment prior to vesting, and (ii) certain performance earnings per share targets established pursuant to BOKF Executive Incentive Plan are not met. |
(2) | For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant. |
(3) | Options expire 3 years after vesting. |