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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Conditional Grant ($108 Threshold) (1) | $ 0 (2) | 10/31/2009 | J | 2,780 | (3) | (3) | Common Stock (4) | 2,780 | $ 94.12 | 0 | D | ||||
Conditional Grant ($162 Threshold) | $ 0 (5) | 10/31/2009 | H | 2,380 | (6) | 12/31/2010 | Common Stock (4) | 2,380 | $ 0 | 0 | D | ||||
Conditional Grant ($216 Theshold) | $ 0 (7) | 10/31/2009 | H | 3,570 | (6) | 12/31/2012 | Common Stock (4) | 3,570 | $ 0 | 0 | D | ||||
Conditional Grant ($81.00 Threshold) (1) | $ 0 (8) | 10/31/2009 | J | 925 | (3) | (3) | Common Stock (4) | 925 | $ 94.12 | 0 | D | ||||
Option (Buy $71.88) (1) | $ 71.88 | 10/31/2009 | H | 1,150 | (6) | 05/03/2016 | Common Stock (4) | 1,150 | $ 0 | 3,450 | D | ||||
Option (Buy $82.55) (1) | $ 82.55 | 10/31/2009 | H | 6,200 | (6) | 05/06/2019 | Common Stock (4) | 6,200 | $ 0 | 0 | D | ||||
Restricted Stock Units (1) | $ 0 (9) | 10/31/2009 | H(6) | 12,300 | (10) | (10) | Common Stock (4) | 12,300 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PRICE FLOYD R ONE POST OAK CENTRAL 2000 POST OAK BOULEVARD, SUITE 100 HOUSTON, TX 77056-4400 |
Retired Executive | Vice President |
Cheri L. Peper, Attorney-in-Fact | 11/03/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | With tandem tax withholding right |
(2) | Payable if Apache common stock attains the per share price threshold prior to 01/01/2009. If threshold is attained, will be paid over four vesting dates: within 30 days after the date on which the price threshold is attained, and the dates 12 months, 24 months, and 36 months following such date of attainment. |
(3) | Disposition to the issuer for value in a non-exempt transaction. |
(4) | The shares of common stock of Apache are deemed to also represent certain preferred stock purchase rights ('Rights'). The Rights are not currently exercisable or separately tradable and presently are evidenced by certificates for shares of the common stock. Value attributable to such Rights, if any, is reflected in the market price of the common stock. |
(5) | Payable if Apache common stock attains the per share price threshold by 12/31/2010. If threshold is attained, will be paid over five vesting dates: within 30 days after the date on which the price threshold is attained, and the dates 12 months, 24 months, 36 months, and 48 months following such date of attainment. |
(6) | Upon retirement, forfeited for no value - exempt pursuant to Rule 16(b) - 6(d). |
(7) | Payable if Apache common stock attains the per share price threshold by 12/31/2012. If threshold is attained, will be paid over five vesting dates: within 30 days after the date on which the price threshold is attained, and the dates 12 months, 24 months, 36 months, and 48 months following such date of attainment. |
(8) | Payable if Apache common stock attains the per share price threshold prior by 01/01/2008. If threshold is attained, will be paid over four vesting dates: within 30 days after the date on which the price threshold is attained, and the dates 12 months, 24 months, and 36 months following such date of attainment. |
(9) | One share of Apache common stock for each restricted stock unit. |
(10) | Restricted stock units granted under employer plan. The units vest ratably over four years beginning one year from the date of grant. |