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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wedbush Edward William P.O. BOX 30014 LOS ANGELES, CA 90030-0014 |
X | |||
WEDBUSH MORGAN SECURITIES INC 1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES, CA 90017 |
X | |||
WEDBUSH, Inc. 1000 WILSHIRE BLVD LOS ANGELES, CA 90017 |
X |
Edward William Wedbush | 03/05/2009 | |
**Signature of Reporting Person | Date | |
Edward William Wedbush | 03/05/2009 | |
**Signature of Reporting Person | Date | |
Eric D. Wedbush | 03/05/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is being filed by Edward Wedbush, an individual; Wedbush Morgan Securities; a California Corporation; and Wedbush, Inc., a California Corporation. |
(2) | This transaction was effected through Wedbush Morgan Securities. Mr. Wedbush is the Chairman of Wedbush, Inc. Mr. Wedbush owns a majority of the outstanding Shares of Wedbush, Inc. Mr. Wedbush is the President of Wedbush Morgan Securities. Wedbush, Inc. owns all of the Shares of Wedbush Morgan Securities. Accordingly, Mr. Wedbush may be deemed the beneficial owner of the Issuer's Shares owned by Wedbush, Inc. Mr. Wedbush disclaims, however, for purposes of Section 16, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that Mr. Wedbush is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. As of the end of the Transaction Date reported herein, Mr. Wedbush also indirectly beneficially owns 147,945 shares of EEI Class A common stock through Wedbush, Inc. In addition, Mr. Wedbush directly owns 94,299 shares of EEI Class A Common Stock. |